SEC Form 4 · accession 0001127602-17-031788
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mellody L Hobson
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 62,966 | $11.435 | A | 231,632 | D | |
| Common Stock | holding | — | — | — | 283,146 | I | By The GWL Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2,F3 | $11.435 | Nov 7, 2017 | M | 62,966 | D | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 62,966 | 0 | D |
Explanation of responses
- F1Includes 73 deferred stock units acquired on December 2, 2016, 72 deferred stock units acquired on February 24, 2017, 67 deferred stock units acquired on May 26, 2017 and 77 deferred stock units acquired on August 25, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.
- F3The option, representing the right to buy a total of 62,966 shares (adjusted for the stock split), became exercisable in one increment on November 19, 2008.