SEC Form 4 · accession 0001127602-17-031766
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison P Bebo
Officer — SVP, Human Resources
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 7, 2017 | M | 14,048 | $0.00 | A | 29,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock Unit Award (Right to Receive)F2,F4 | — | Nov 7, 2017 | A | 7,024 | A | — | Feb 2, 2018 | Common Stock | 7,024 | 14,048 | D |
| Performance Stock Unit Award (Right to Receive)F2,F4 | — | Nov 7, 2017 | M | 14,048 | D | — | Feb 2, 2018 | Common Stock | 14,048 | 0 | D |
Explanation of responses
- F1Reflects Performance Stock Units (PSUs) as to which the performance criteria has been satisfied, but which remain subject to service-based vesting requirements.
- F2PSUs are settled in shares of common stock on a one-for-one basis upon vesting.
- F3Includes 4,736 shares or Restricted Stock Units subject to deferral pursuant to the Issuer's Deferred Equity Plan.
- F4These shares represent PSUs awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.