SEC Form 4 · accession 0001410636-17-000021
American Water Works Company, Inc. · AWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Degillio
Officer — President, AWE
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001410636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | M | 822 | $44.06 | A | 3,659 | D | |
| Common Stock | Nov 8, 2017 | S | 822 | $89.75 | D | 2,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $44.06 | Nov 8, 2017 | M | 822 | D | — | Dec 31, 2020 | Common Stock | 822 | 0 | D |
Explanation of responses
- F1The option award granted on February 20, 2014, representing a right to purchase 2,464 shares, vested in three equal installments on January 1, 2015, 2016 and 2017.
- F2A prior exercise of 1,642 shares underlying this option was previously reported.