SEC Form 4 · accession 0000350894-17-000070
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 9, 2017
Accepted (ET)
Nov 9, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Nov 9, 2017 | M | 17,500 | $32.49 | A | 30,040 | D | |
| COMMON STOCK | Nov 9, 2017 | S | 17,500 | $64.46 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Nov 9, 2017 | M | 17,500 | A | Feb 3, 2014 | Dec 10, 2007 | STOCK OPTIONS (RIGHT TO PURCHASE) | 17,500 | 0 | D |