SEC Form 4 · accession 0001209191-17-060106
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lionel Bonnot
Officer — SVP Mktg & Business Dev.
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 8:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | M | 5,500 | $1.50 | A | 22,684 | D | |
| Common Stock | Nov 7, 2017 | S | 4,000 | $10.37 | D | 18,684 | D | |
| Common Stock | Nov 7, 2017 | S | 1,000 | $11.47 | D | 17,684 | D | |
| Common Stock | Nov 7, 2017 | S | 500 | $12.00 | D | 17,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.50 | Nov 7, 2017 | M | 727 | D | — | Jun 27, 2022 | Common Stock | 727 | 0 | D |
| Employee Stock Option (right to buy)F2 | $1.50 | Nov 7, 2017 | M | 4,773 | D | — | Aug 28, 2023 | Common Stock | 4,773 | 10,977 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F2The shares subject to the option are fully vested and exercisable.