SEC Form 4 · accession 0001225208-17-017147
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Hart
Officer — SVP and CFO
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | M | 50,000 | $5.05 | A | 321,247 | D | |
| Common StockF1 | Nov 8, 2017 | S | 50,000 | $12.10 | D | 271,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.05 | Nov 8, 2017 | M | 50,000 | D | — | Dec 1, 2019 | Common Stock | 50,000 | 34,615 | D |
Explanation of responses
- F1The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.14, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.