SEC Form 4 · accession 0000947871-17-000901
Advanced Disposal Services, Inc. · ADSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L. Burke Jr.
Officer — Chief Exec. Officer & Director · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | M | 9,040 | $17.70 | A | 227,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.70 | Nov 8, 2017 | M | 9,040 | D | — | Nov 20, 2022 | Common Stock | 9,040 | 429,203 | D |
Explanation of responses
- F1The Reporting Person paid cash for the entire value of the strike price for the option exercise.
- F2This option fully vested in connection with its grant upon the Reporting Person's appointment as the Issuer's Chief Executive Office.