SEC Form 4 · accession 0001546417-17-000103
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Smith
Officer — Chairman and CEO · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | M | 1,700 | $6.50 | A | 82,935 | D | |
| Common StockF1 | Nov 7, 2017 | S | 1,700 | $17.0003 | D | 81,235 | D | |
| Common Stock | Nov 9, 2017 | M | 98,300 | $6.50 | A | 179,535 | D | |
| Common StockF2 | Nov 9, 2017 | S | 98,300 | $17.0013 | D | 81,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $6.50 | Nov 7, 2017 | M | 1,700 | D | — | Nov 16, 2019 | Common Stock | 1,700 | 3,035,724 | D |
| Stock Option (right to buy)F3 | $6.50 | Nov 9, 2017 | M | 98,300 | D | — | Nov 16, 2019 | Common Stock | 98,300 | 2,937,424 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 84,008 | 84,008 | D |
| Restricted Stock UnitsF6,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 112,220 | 112,220 | D |
| Stock Option (right to buy)F7 | $10.03 | holding | — | — | — | — | Jul 1, 2021 | Common Stock | 550,000 | 550,000 | D |
| Stock Option (right to buy)F8 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 220,589 | 220,589 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 177,940 | 177,940 | D |
| Stock Option (right to buy)F3 | $10.03 | holding | — | — | — | — | Jul 1, 2021 | Common Stock | 550,000 | 550,000 | D |
| Stock Option (right to buy)F10 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 261,122 | 261,122 | D |
| Stock Option (right to buy)F11 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 267,327 | 267,327 | D |
Explanation of responses
- F1Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.00 to $17.005. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- F10These stock options, in the original grant amount of 261,122, began vesting in four equal annual installments beginning on February 25, 2017.
- F11These stock options, in the original grant amount of 267,327, will begin vesting in four equal annual installments on February 24, 2018.
- F2Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.00 to $17.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- F3These stock options are fully vested.
- F4These restricted stock units, in the original grant amount of 112,010, began vesting in four equal annual installments on February 25, 2017.
- F5This field is not applicable.
- F6These restricted stock units, in the original grant amount of 112,220, will begin vesting in four equal annual installments on February 24, 2018.
- F7These stock options are fully vested.
- F8These stock options, in the original grant amount of 220,589, began vesting in four equal annual installments on February 26, 2016.
- F9These stock options, in the original grant amount of 177,940, began vesting in four equal annual installments on February 27, 2015.