SEC Form 4 · accession 0001127602-17-031790
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | M | 62,966 | $11.435 | A | 173,338 | D | |
| Common StockF2 | Nov 8, 2017 | S | 62,966 | $57.606 | D | 110,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $11.435 | Nov 8, 2017 | M | 62,966 | D | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 62,966 | 0 | D |
Explanation of responses
- F1Includes 71 deferred stock units acquired on December 2, 2016, 71 deferred stock units acquired on February 24, 2017, 64 deferred stock units acquired on May 26, 2017 and 76 deferred stock units acquired on August 25, 2017 representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $57.25 to $57.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.