SEC Form 4 · accession 0001493152-17-012735
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl T Wolf
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 31, 2017
Accepted (ET)
Nov 9, 2017 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | J | 25,825 | $1.1036 | A | 6,586,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 20, 2015 | A | 740,741 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 740,741 | 740,741 | D |
| Warrant | $1.50 | Nov 20, 2015 | J | 33,334 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,334 | 33,334 | D |
Explanation of responses
- F1Shares owned by Carl Wolf are held by Carl Wolf and Marion Wolf as joint tenants.
- F2Mr. Wolf was issued such shares in lieu of management compensation.