SEC Form 4 · accession 0001321646-17-000149
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry J. Goldstein
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | M | 16,651 | $13.512 | A | 42,323 | D | |
| Common StockF1 | Nov 8, 2017 | S | 16,651 | $49.15 | D | 25,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $13.512 | Nov 8, 2017 | M | 16,651 | D | — | May 1, 2018 | Common Stock | 16,651 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. The prices actually received ranged from $49.02 to $49.295. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2The options became exerciseable in equal installments on each of the first three anniversaries of May 1, 2008.