Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 6, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

183 filings · trading day Oct 6, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 20, 2017 PForm 4 →	Oct 5, 6:37 pm EDT	Zivo Bioscience, Inc.OTCQB:ZIVO	STROME MEZZANINE FUND, LP10% Owner	5,250,000	$500,000.00	$2,500,000,000,000	10,000,000	—	late
Oct 3, 2017 DForm 4 →	Oct 5, 8:21 pm EDT	Kite Pharma, Inc.KITE	Steven B RuchefskyDirector	275,810	$172.90	$47,686,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:11 pm EDT	Kite Pharma, Inc.KITE	Cynthia M ButittaChief Operating Officer	461,605	$152.97	$37,641,492	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:12 pm EDT	Kite Pharma, Inc.KITE	David D ChangEVP, R&D, Chief Medical Off.	404,700	$152.97	$30,171,082	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:10 pm EDT	Kite Pharma, Inc.KITE	Arie BelldegrunChairman, President and CEO, Director	399,600	$124.29	$17,369,767	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:17 pm EDT	Kite Pharma, Inc.KITE	Timothy L. MooreEVP, Technical Operations	251,700	$135.09	$16,768,046	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:20 pm EDT	Kite Pharma, Inc.KITE	Farah ChampsiDirector	75,810	$156.00	$11,826,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:22 pm EDT	Kite Pharma, Inc.KITE	David BondermanDirector	75,810	$156.00	$11,826,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:25 pm EDT	Kite Pharma, Inc.KITE	Joshua A KazamDirector	75,810	$156.00	$11,826,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:26 pm EDT	Kite Pharma, Inc.KITE	Ran NussbaumDirector	75,810	$156.00	$11,826,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:28 pm EDT	Kite Pharma, Inc.KITE	Jonathan M PeacockDirector	75,810	$156.00	$11,826,350	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:16 pm EDT	Kite Pharma, Inc.KITE	Shawn TomaselloChief Commercial Officer	198,500	$116.13	$10,800,090	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:23 pm EDT	Kite Pharma, Inc.KITE	Roy DoumaniDirector	55,810	$144.91	$8,087,150	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:19 pm EDT	Kite Pharma, Inc.KITE	Owen N. WitteDirector	65,940	$119.91	$7,907,004	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:15 pm EDT	Kite Pharma, Inc.KITE	Jeffrey WiezorekSVP Clinical Development	139,000	$150.62	$7,749,857	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:13 pm EDT	Kite Pharma, Inc.KITE	Paul L JenkinsonChief Financial Officer	149,200	$134.96	$5,623,243	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:24 pm EDT	Kite Pharma, Inc.KITE	Franz B HumerDirector	35,810	$116.27	$4,163,750	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:27 pm EDT	Kite Pharma, Inc.KITE	Ian T ClarkDirector	25,940	$118.68	$3,078,516	0	—
Oct 3, 2017 DForm 4 →	Oct 5, 8:14 pm EDT	Kite Pharma, Inc.KITE	Helen Susan KimEVP, Business Development	165,251	$119.44	$2,471,109	0	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:48 pm EDT	SYNNEX CORPSNX	Marshall WittChief Financial Officer	9,141	$128.67	$1,176,172	9,141	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:20 pm EDT	National Storage Affiliates TrustNSA	Arlen Dale NordhagenChief Executive Officer, Director	26,049	$24.06	$626,739	2,519,717	—
Oct 4, 2017 PForm 4 →	Oct 6, 11:10 am EDT	RELMADA THERAPEUTICS, INC.RLMD	Paul Edward KellyDirector	300,000	$1.00	$300,000	100,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 7:24 pm EDT	Sarepta Therapeutics, Inc.SRPT	Shamim RuffSVP, Regulatory Affairs & Qual	11,500	$14.76	$169,740	41,144	—
Oct 2, 2017 AForm 4 →	Oct 5, 5:02 pm EDT	J M SMUCKER CoSJM	Sandra PianaltoDirector	1,290	$104.72	$135,089	4,611	—	late
Oct 4, 2017 PForm 4 →	Oct 5, 5:04 pm EDT	Bright Mountain Media, Inc.BMTM	W Kip SpeyerCEO/President/Chairman, Director, 10% Owner	187,500	$0.40	$75,000	187,500	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:03 pm EDT	MACK CALI REALTY CORPCLI	Vincent TeseDirector	1,214	$23.63	$28,694	43,838	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:02 pm EDT	MACK CALI REALTY CORPCLI	Nathan GantcherDirector	1,156	$23.63	$27,324	36,931	—
Oct 5, 2017 CMForm 4 →	Oct 5, 8:36 pm EDT	RingCentral IncRNG	Praful ShahChief Strategy Officer	30,000	$2.73	$27,300	0	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:02 pm EDT	MACK CALI REALTY CORPCLI	David S MackDirector	929	$23.63	$21,963	28,805	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:03 pm EDT	MACK CALI REALTY CORPCLI	Irvin D ReidDirector	922	$23.63	$21,795	27,961	—
Oct 4, 2017 AForm 4 →	Oct 6, 2:42 pm EDT	Woodward, Inc.WWD	Ronald M SegaDirector	251	$79.56	$20,000	2,607	—
Oct 4, 2017 AForm 4 →	Oct 6, 1:22 pm EDT	TOMPKINS FINANCIAL CORPTMP	Paul J. BattagliaDirector	191	$87.81	$16,803	7,459	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:03 pm EDT	MACK CALI REALTY CORPCLI	Alan G PhilibosianDirector	522	$23.63	$12,330	21,202	—
Oct 5, 2017 AForm 4 →	Oct 6, 2:55 pm EDT	GRAPHIC PACKAGING HOLDING COGPK	G Andrea BottaDirector	825	$14.16	$11,682	156,623	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:10 pm EDT	TOMPKINS FINANCIAL CORPTMP	Daniel J. FessendenDirector	91	$87.81	$8,012	3,062	—
Oct 4, 2017 AForm 4 →	Oct 5, 6:19 pm EDT	PDC ENERGY, INC.PDCE	Jeffrey C SwovelandDirector	152	$49.23	$7,483	3,580	—
Oct 5, 2017 AForm 4 →	Oct 5, 4:05 pm EDT	NBT BANCORP INCNBTB	Andrew S Kowalczyk IIIDirector	155	$37.33	$5,786	512	—	amended
Oct 3, 2017 AForm 4 →	Oct 5, 4:55 pm EDT	KAR Auction Services, Inc.KAR	Donna R EctonDirector	91	$48.50	$4,428	915	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:57 pm EDT	KAR Auction Services, Inc.KAR	Mark E HillDirector	79	$48.50	$3,832	716	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:01 pm EDT	MACK CALI REALTY CORPCLI	William L MackDirector	160	$23.63	$3,780	19,058	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:50 pm EDT	KAR Auction Services, Inc.KAR	Michael T. KestnerDirector	74	$48.50	$3,571	641	—
Oct 3, 2017 JForm 4/A →	Oct 6, 3:49 pm EDT	STERLING BANCORPSTL	Robert W LazarDirector	135	$24.10	$3,250	1,904	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:02 pm EDT	KAR Auction Services, Inc.KAR	J Mark HowellDirector	65	$48.50	$3,151	472	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:04 pm EDT	KAR Auction Services, Inc.KAR	Todd F BourellDirector	56	$48.50	$2,713	366	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:15 pm EDT	KAR Auction Services, Inc.KAR	John P. LarsonDirector	55	$48.50	$2,682	425	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:51 pm EDT	KAR Auction Services, Inc.KAR	Stephen E. SmithDirector	54	$48.50	$2,610	747	—
Oct 4, 2017 AForm 4 →	Oct 5, 5:33 pm EDT	KANSAS CITY SOUTHERNKSU	Robert J DrutenDirector	21	$107.02	$2,266	153	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:53 pm EDT	KAR Auction Services, Inc.KAR	Lynn JolliffeDirector	42	$48.50	$2,014	549	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:18 pm EDT	KAR Auction Services, Inc.KAR	James E. Money IIAFC President	10	$48.50	$477	482	—
Oct 4, 2017 MForm 4 →	Oct 5, 4:03 pm EDT	Intersect ENT, Inc.XENT	Jeryl L HillemanChief Financial Officer	12,833	—	—	123,666	—
Aug 8, 2017 AForm 4 →	Oct 5, 4:03 pm EDT	Upland Software, Inc.UPLD	Rodney C FavaronDirector	6,525	—	—	37,941	—	late
Oct 3, 2017 AForm 4 →	Oct 5, 4:04 pm EDT	MACK CALI REALTY CORPCLI	Michael J. DeMarcoChief Executive Officer	505	—	—	60,192	—
Aug 8, 2017 AForm 4 →	Oct 5, 4:04 pm EDT	Upland Software, Inc.UPLD	David MayDirector	6,525	—	—	45,242	—	late
Oct 3, 2017 AForm 4 →	Oct 5, 4:04 pm EDT	MACK CALI REALTY CORPCLI	Mitchell E. RudinVice Chairman	505	—	—	60,192	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:05 pm EDT	FOX FACTORY HOLDING CORPFOXF	William H KathermanSVP, GLOBAL OPERATIONS	18,580	—	—	0	—
Sep 8, 2017 AForm 4/A →	Oct 5, 4:05 pm EDT	Precipio, Inc.PRPO	Mark RimerDirector, 10% Owner	209,972	—	—	85,476	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:05 pm EDT	MRI INTERVENTIONS, INC.MRIC	Kimble L. JenkinsDirector	300,000	—	—	300,000	—
Aug 8, 2017 AForm 4 →	Oct 5, 4:06 pm EDT	Upland Software, Inc.UPLD	Stephen E CourterDirector	6,525	—	—	37,941	—	late
Oct 3, 2017 MForm 4 →	Oct 5, 4:11 pm EDT	Everi Holdings Inc.EVRI	Geoffrey P JudgeDirector	10,000	—	—	90,000	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:11 pm EDT	MRI INTERVENTIONS, INC.MRIC	Wendelin C ManersVice President, Marketing	21,875	—	—	20,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:13 pm EDT	FLOWERS FOODS INCFLO	Karyl H LauderSVP & Chief Accounting Officer	38,700	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:16 pm EDT	BOSTON SCIENTIFIC CORPBSX	Supratim BoseEVP & President, Asia-Pacific	347,137	—	—	0	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:17 pm EDT	MRI INTERVENTIONS, INC.MRIC	Peter G. PiferiChief Operating Officer	20,000	—	—	20,000	—
Oct 5, 2017 MForm 4 →	Oct 5, 4:18 pm EDT	REGENERON PHARMACEUTICALS INCREGN	Michael S BrownDirector	1,500	—	—	1,500	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:18 pm EDT	Trovagene, Inc.TROV	Thomas Adams Ph.D.Director	38,106	—	—	412,955	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:18 pm EDT	Trovagene, Inc.TROV	Paul BillingsDirector	38,106	—	—	121,336	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:18 pm EDT	HOLOGIC INCHOLX	Thomas A. WestDiv President & GM, Diagnostic	4,063	—	—	4,064	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:18 pm EDT	Trovagene, Inc.TROV	John P BrancaccioDirector	38,106	—	—	191,808	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:19 pm EDT	Trovagene, Inc.TROV	Gary S JacobDirector	38,106	—	—	193,779	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:20 pm EDT	MRI INTERVENTIONS, INC.MRIC	Harold A HurwitzChief Financial Officer	23,750	—	—	20,000	—
Oct 4, 2017 AForm 4 →	Oct 5, 4:20 pm EDT	Trovagene, Inc.TROV	Rodney S MarkinDirector	38,106	—	—	106,336	—
Oct 2, 2017 MForm 4 →	Oct 5, 4:20 pm EDT	Criteo S.A.CRTO	Benoit FouillandChief Financial Officer	100,000	—	—	100,221	—	late
Oct 4, 2017 AForm 4 →	Oct 5, 4:21 pm EDT	Trovagene, Inc.TROV	Stanley TennantDirector	38,106	—	—	131,264	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:23 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	951	—	—	56,869	—
Oct 4, 2017 JForm 4 →	Oct 5, 4:26 pm EDT	DIGITAL POWER CORPDPW	Milton C Ault IIIDirector	75,000	—	—	75,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:31 pm EDT	Vistra Energy CorpVST	Curtis A MorganSee Remarks, Director	206,270	—	—	732,586	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:32 pm EDT	Vistra Energy CorpVST	Sara GrazianoSee Remarks	37,128	—	—	163,444	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:32 pm EDT	Vistra Energy CorpVST	Terry L NuttSee Remarks	14,438	—	—	77,596	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:34 pm EDT	Vistra Energy CorpVST	Stephanie Zapata MooreSee Remarks	37,128	—	—	163,444	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:37 pm EDT	Vistra Energy CorpVST	James A BurkeSee Remarks	86,633	—	—	507,686	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:37 pm EDT	SYNNEX CORPSNX	Kevin M MuraiChief Executive Officer, Director	40,628	—	—	40,628	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:37 pm EDT	Vistra Energy CorpVST	J William Holden IIISee Remarks	51,567	—	—	333,099	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:38 pm EDT	Vistra Energy CorpVST	Carrie Lee KirbySee Remarks	33,003	—	—	201,424	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:40 pm EDT	SYNNEX CORPSNX	Peter LarocquePresident, N.A. Distribution	12,188	—	—	12,188	—
Oct 5, 2017 AForm 4 →	Oct 5, 4:42 pm EDT	Hill-Rom Holdings, Inc.HRC	Gary Lee EllisDirector	990	—	—	990	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:44 pm EDT	SYNNEX CORPSNX	Dennis PolkChief Operating Officer, Director	12,188	—	—	12,188	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:46 pm EDT	SYNNEX CORPSNX	Christopher A CaldwellPresident, Concentrix	11,172	—	—	11,172	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:49 pm EDT	PROOFPOINT INCPFPT	David KnightEVP/GM, Threat Sys Product Grp	3,000	—	—	5,993	—
Oct 3, 2017 AForm 4 →	Oct 5, 4:51 pm EDT	SYNNEX CORPSNX	Simon LeungSVP, GC & Corporate Secretary	3,385	—	—	3,385	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:57 pm EDT	MARINEMAX INCHZO	Dean S WoodmanDirector	2,500	—	—	0	—
Oct 4, 2017 IForm 4 →	Oct 5, 4:58 pm EDT	FORD MOTOR COF	Bradley M GaytonGVP and General Counsel	2,004	—	—	9,285	—
Oct 3, 2017 MForm 4 →	Oct 5, 4:59 pm EDT	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	136,040	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	7,882	—	—	47,500	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:03 pm EDT	ANADARKO PETROLEUM CORPAPC	Bradley J HollyEVP	31,433	—	—	0	—
Sep 18, 2017 AForm 4 →	Oct 5, 5:05 pm EDT	Workhorse Group Inc.WKHS	Joseph Theodore Lukens Jr.10% Owner	585,936	—	—	585,936	—	late
Oct 3, 2017 MForm 4 →	Oct 5, 5:06 pm EDT	CPI Card Group Inc.PMTS	Scott ScheirmanDirector	6,209	—	—	25,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:08 pm EDT	CPI Card Group Inc.PMTS	Silvio TavaresDirector	6,209	—	—	25,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:08 pm EDT	MGM Resorts InternationalMGM	Robert BaldwinCHIEF CUSTOMER DEV OFFICER, Director	3,860	—	—	11,580	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:10 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	419,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:10 pm EDT	MGM Resorts InternationalMGM	Phyllis JamesCHIEF DIV & CORP RESP OFFICER	977	—	—	2,931	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:11 pm EDT	NantHealth, Inc.NH	Ronald Allen LouksChief Operating Officer	160,000	—	—	160,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:12 pm EDT	MGM Resorts InternationalMGM	John McManusEVP GENERAL COUNSEL AND SECY	2,280	—	—	6,840	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:17 pm EDT	MGM Resorts InternationalMGM	Robert SelwoodEVP - CHIEF ACCOUNTING OFFICER	2,117	—	—	6,351	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:20 pm EDT	MGM Resorts InternationalMGM	William HornbucklePRESIDENT	4,825	—	—	14,475	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:22 pm EDT	MGM Resorts InternationalMGM	Daniel D'ArrigoEXECUTIVE VICE PRESIDENT & CFO	2,931	—	—	8,794	—
Oct 4, 2017 MForm 4 →	Oct 5, 5:25 pm EDT	Intercontinental Exchange, Inc.ICE	Scott A HillChief Financial Officer	19,730	—	—	0	—
Sep 1, 2017 AForm 4/A →	Oct 5, 5:26 pm EDT	Bionik Laboratories Corp.BNKL	Eric Michel DusseuxChief Executive Officer, Director	6,122,677	—	—	6,122,677	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:32 pm EDT	MGM Resorts InternationalMGM	James MurrenCHAIRMAN & CEO, Director	13,119	—	—	39,354	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:34 pm EDT	Restaurant Brands International Inc.QSR	Jacqueline FriesnerSee Remarks	42	—	—	45	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:34 pm EDT	Elevate Credit, Inc.ELVT	Stephen B GalassoDirector	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:35 pm EDT	Elevate Credit, Inc.ELVT	Saundra SchrockDirector	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:35 pm EDT	Elevate Credit, Inc.ELVT	Tyler W. K. Head +1Director	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:35 pm EDT	Elevate Credit, Inc.ELVT	Stephen J. ShaperDirector	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:35 pm EDT	Elevate Credit, Inc.ELVT	John C DeanDirector	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:36 pm EDT	Elevate Credit, Inc.ELVT	Kenneth E. ReesChief Executive Officer, Director	33,988	—	—	101,957	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:36 pm EDT	Elevate Credit, Inc.ELVT	Jason HarvisonChief Operating Officer, Director	15,278	—	—	45,832	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:36 pm EDT	Elevate Credit, Inc.ELVT	Christopher LutesChief Financial Officer	15,278	—	—	45,832	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:36 pm EDT	Elevate Credit, Inc.ELVT	Robert L. JohnsonDirector	6,110	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:37 pm EDT	CalAmp Corp.CAMP	Michael J BurdiekPresident & CEO, Director	4,000	—	—	16,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:38 pm EDT	Zosano Pharma CorpZSAN	Kenneth GreathouseDirector	60,000	—	—	60,000	—
Oct 4, 2017 AForm 4 →	Oct 5, 5:39 pm EDT	LIONS GATE ENTERTAINMENT CORP /CN/LGF.B	Brian GoldsmithCo-Chief Operating Officer	33,164	—	—	16,582	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:43 pm EDT	MGM Resorts InternationalMGM	Corey Ian SandersCHIEF OPERATING OFFICER	4,825	—	—	14,475	—
Oct 5, 2017 MForm 4 →	Oct 5, 5:43 pm EDT	SCHWAB CHARLES CORPSCHW	Marie A ChandohaPresident - CSIM	7,793	—	—	23,380	—
Oct 3, 2017 MForm 4 →	Oct 5, 5:57 pm EDT	ANTARES PHARMA, INC.ATRS	Thomas J GarrityDirector	30,000	—	—	0	—
Oct 3, 2017 AForm 4 →	Oct 5, 5:59 pm EDT	Moleculin Biotech, Inc.MBRX	Walter V KlempCEO, Director, 10% Owner	340,000	—	—	340,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 6:02 pm EDT	Moleculin Biotech, Inc.MBRX	Jonathan P. FosterChief Financial Officer	145,000	—	—	545,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 6:03 pm EDT	BioCardia, Inc.BCDA	Richard T AllenVice President of Quality	823,125	—	—	798,462	—	amended
Oct 3, 2017 AForm 4 →	Oct 5, 6:04 pm EDT	Moleculin Biotech, Inc.MBRX	Donald H PickerChief Science Officer	60,000	—	—	60,000	—
Oct 4, 2017 AForm 4 →	Oct 5, 6:12 pm EDT	LIONS GATE ENTERTAINMENT CORP /CN/LGF.B	James W BargeChief Financial Officer	149,240	—	—	106,250	—
Oct 3, 2017 AForm 4 →	Oct 5, 6:14 pm EDT	Papa Murphy's Holdings, Inc.FRSH	Weldon W. SpanglerPresident and CEO, Director	250,000	—	—	250,000	—
Oct 3, 2017 MForm 4 →	Oct 5, 6:14 pm EDT	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	10,417	—	—	15,625	—
Oct 4, 2017 MForm 4 →	Oct 5, 6:25 pm EDT	Guidewire Software, Inc.GWRE	Scott RozaChief Business Officer	94	—	—	188	—
Oct 4, 2017 MForm 4 →	Oct 5, 6:27 pm EDT	Guidewire Software, Inc.GWRE	Priscilla HungChief Operations Officer	135	—	—	226	—
Oct 3, 2017 XForm 4 →	Oct 5, 6:33 pm EDT	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	1,000	—	—	2,000	—
Oct 3, 2017 XForm 4 →	Oct 5, 6:33 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	241,047	—
Oct 4, 2017 MForm 4 →	Oct 5, 6:33 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	David P SchenkeinChief Executive Officer, Director	80,000	—	—	32,656	—
Oct 5, 2017 MForm 4 →	Oct 5, 6:38 pm EDT	SEMTECH CORPSMTC	James P BurraDirector	5,000	—	—	0	—
Oct 3, 2017 CForm 4 →	Oct 5, 6:40 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	20,000	—	—	6,134,147	—
Oct 5, 2017 MForm 4 →	Oct 5, 6:40 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	23,394	—
Oct 3, 2017 MForm 4 →	Oct 5, 6:43 pm EDT	FireEye, Inc.FEYE	Travis M. ReesePresident	88,445	—	—	73,677	—
Oct 4, 2017 CForm 4 →	Oct 5, 6:47 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	20,000	—	—	6,120,147	—
Oct 3, 2017 MForm 4 →	Oct 5, 7:06 pm EDT	Elevate Credit, Inc.ELVT	John C. Rosenberg +5Director, 10% Owner	6,110	—	—	0	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:47 pm EDT	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	480,000	—	—	480,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:48 pm EDT	EXELIXIS, INC.EXEL	Christopher J. SennerEVP and CFO	125,000	—	—	125,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:49 pm EDT	EXELIXIS, INC.EXEL	Jeffrey HessekielEVP and General Counsel	100,000	—	—	100,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:50 pm EDT	EXELIXIS, INC.EXEL	Peter LambEVP, Scientific Strategy & CSO	110,000	—	—	110,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:51 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres Prod Dev & Med Aff & CMO	150,000	—	—	150,000	—
Oct 3, 2017 AForm 4 →	Oct 5, 7:51 pm EDT	EXELIXIS, INC.EXEL	Patrick J. HaleySr. Vice President, Commercial	100,000	—	—	100,000	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:55 pm EDT	PROASSURANCE CORPPRA	Michael Leonard BoguskiPresident of a Subsidiary	157	—	—	0	—
Oct 5, 2017 AForm 4 →	Oct 5, 7:56 pm EDT	PROASSURANCE CORPPRA	Samuel A Di Piazza Jr.Director	90	—	—	90	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:56 pm EDT	PROASSURANCE CORPPRA	Robert E FlowersDirector	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:56 pm EDT	PROASSURANCE CORPPRA	Howard H FriedmanPresident, HCPL Group	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:56 pm EDT	PROASSURANCE CORPPRA	Magnus James GorrieDirector	90	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:57 pm EDT	PROASSURANCE CORPPRA	Jeffrey Patton LisenbyExecutive Vice-President	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:57 pm EDT	PROASSURANCE CORPPRA	John J McMahon Jr.Director	90	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:57 pm EDT	PROASSURANCE CORPPRA	Frank B O'NeilSenior Vice-President	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:58 pm EDT	PROASSURANCE CORPPRA	Edward Lewis Rand Jr.Chief Financial Officer	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:58 pm EDT	PROASSURANCE CORPPRA	William Stancil StarnesChairman, Director	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:58 pm EDT	PROASSURANCE CORPPRA	Ross Edward TaubmanPresdent of a Subsidiary	202	—	—	0	—
Oct 5, 2017 AMForm 4 →	Oct 5, 7:58 pm EDT	PROASSURANCE CORPPRA	Thomas A.S. Wilson Jr.Director	202	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 8:50 pm EDT	Wendy's CoWEN	E.J. WunschChief Legal Officer, Secretary	23,650	—	—	47,302	—
Oct 3, 2017 MForm 4 →	Oct 5, 8:55 pm EDT	STAMPS.COM INCSTMP	John Roland ClemChief Product & Strategy Offic	800	—	—	189,945	—
Oct 5, 2017 MForm 4 →	Oct 5, 9:22 pm EDT	Axalta Coating Systems Ltd.AXTA	Michael A. CashSVP & Pres., Indus. Coatings	34,874	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 5, 9:56 pm EDT	Chemours CoCC	David C SheltonSVP, GC & Corp. Secretary	19,000	—	—	12,908	—
Oct 4, 2017 MForm 4 →	Oct 6, 10:22 am EDT	ESTEE LAUDER COMPANIES INCEL	Gregory PolcerEVP - Global Supply Chain	25,000	—	—	53,896	—
Oct 4, 2017 AForm 4 →	Oct 6, 11:54 am EDT	Extraction Oil & Gas, Inc.XOG	Russell T Kelley Jr.Chief Financial Officer	131,924	—	—	131,924	—
Oct 4, 2017 AForm 4 →	Oct 6, 11:57 am EDT	Extraction Oil & Gas, Inc.XOG	Tom L BrockVP, Chief Accounting Officer	62,821	—	—	62,821	—
Oct 4, 2017 AForm 4 →	Oct 6, 12:01 pm EDT	Extraction Oil & Gas, Inc.XOG	Mark EricksonChairman and CEO, Director	270,130	—	—	270,130	—
Oct 4, 2017 AForm 4 →	Oct 6, 12:04 pm EDT	Extraction Oil & Gas, Inc.XOG	Matthew R OwensPresident and Director, Director	131,924	—	—	131,924	—
Oct 4, 2017 AForm 4 →	Oct 6, 12:10 pm EDT	Extraction Oil & Gas, Inc.XOG	Eric J ChristVP, Gen Counsel & Corp Sec	62,821	—	—	62,821	—
Oct 5, 2017 MForm 4 →	Oct 6, 12:17 pm EDT	CHARLES RIVER LABORATORIES INTERNATIONAL INCCRL	Davide MolhoCorporate Executive VP	6,165	—	—	12,330	—
Oct 4, 2017 MForm 4 →	Oct 6, 12:20 pm EDT	CytomX Therapeutics, Inc.CTMX	William Michael KavanaughCSO, Head Res.&Non-Clin. Dev.	48,368	—	—	48,368	—
Oct 5, 2017 MForm 4 →	Oct 6, 12:21 pm EDT	CHARLES RIVER LABORATORIES INTERNATIONAL INCCRL	David P JohstCorporate Executive VP	24,759	—	—	0	—
Oct 4, 2017 MForm 4 →	Oct 6, 12:42 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	76,703	—	—	225,000	—
Oct 4, 2017 MForm 4 →	Oct 6, 12:54 pm EDT	RESMED INCRMD	Peter C FarrellDirector	20,000	—	—	102,460	—
Oct 5, 2017 MForm 4 →	Oct 6, 1:41 pm EDT	PRICE T ROWE GROUP INCTROW	Kenneth V MorelandCFO & Vice President	21,940	—	—	1,300	—
Jun 23, 2017 JForm 4 →	Oct 6, 1:49 pm EDT	NEXEON MEDSYSTEMS INCNXNN	Michael RoselliniOther	1,217,000	—	—	0	—	late
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	SCHWAB CHARLES CORPSCHW	Marie A ChandohaPresident - CSIM	19,074	—	—	15,587	—
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	SCHWAB CHARLES CORPSCHW	Terri R KallsenEVP - Investor Services	4,267	—	—	37,606	—
Aug 24, 2017 JForm 4 →	Oct 6, 2:00 pm EDT	NEXEON MEDSYSTEMS INCNXNN	Michael RoselliniOther	200,000	—	—	200,000	—	late
Oct 4, 2017 AForm 4 →	Oct 6, 2:46 pm EDT	FINANCIAL INSTITUTIONS INCFISI	Sean M WillettSenior Vice President	500	—	—	500	—
Oct 2, 2017 AForm 4 →	Oct 6, 2:55 pm EDT	Marina Biotech, Inc.MRNA	Amit B. ShahChief Financial Officer	60,000	—	—	60,000	—	late
Oct 5, 2017 CForm 4 →	Oct 6, 3:58 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	BAKER BROS. ADVISORS LP +3Other	10,674,071	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.