SEC Form 4 · accession 0001209191-17-056196
FireEye, Inc. · FEYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Travis M. Reese
Officer — President
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | M | 88,445 | $6.61 | A | 585,100 | D | |
| Common StockF2 | Oct 3, 2017 | S | 88,445 | $17.50 | D | 496,655 | D | |
| Common StockF3 | holding | — | — | — | 121,585 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 35,000 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 20,115 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $6.61 | Oct 3, 2017 | M | 88,445 | D | — | Oct 26, 2021 | Common Stock | 88,445 | 73,677 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.505, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3Shares held of record by the Travis M Reese Family Trust, for which the Reporting Person and his spouse serve as trustees.
- F4Shares held of record by the Travis M. Reese Revocable Trust, for which the Reporting Person serves as a trustee.
- F5Shares held of record by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purpose of Section 16 or for any other reason.
- F6The shares subject to this option are fully vested and exercisable.