SEC Form 4 · accession 0001001250-17-000099
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Polcer
Officer — EVP - Global Supply Chain
Period of report
Oct 4, 2017
Accepted (ET)
Oct 6, 2017 · 10:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 4, 2017 | M | 25,000 | $29.04 | A | 94,909 | D | |
| Class A Common Stock | Oct 4, 2017 | S | 25,000 | $110.00 | D | 69,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F1 | $29.04 | Oct 4, 2017 | M | 25,000 | D | Jan 1, 2012 | Sep 1, 2020 | Class A Common Stock | 25,000 | 53,896 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.
- F2Sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on September 8, 2017.
- F3Not applicable.