SEC Form 4 · accession 0001437749-17-016890
Hyperscale Data, Inc. · GPUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton C Ault III
Director
Period of report
Aug 25, 2017
Accepted (ET)
Oct 5, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | P | 100 | $0.58 | A | 100 | D | |
| Common StockF1 | Oct 4, 2017 | P | 75,000 | $0.60 | A | 75,100 | I | . |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.60 | Oct 4, 2017 | J | 75,000 | A | Oct 4, 2017 | Oct 4, 2022 | Common Stock | 75,000 | 75,000 | I |
Explanation of responses
- F1The reporting person, through his wholly owned company Ault & Company, Inc. purchased the 75,000 shares reported in the second row in a private transaction.
- F2The reporting person, through his wholly owned company Ault & Company, Inc., received the above referenced warrant from the issuer when it purchased the 75,000 shares reported in the second row of Table 1.