SEC Form 4 · accession 0001225208-17-016030
BOSTON SCIENTIFIC CORP · BSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Supratim Bose
Officer — EVP & President, Asia-Pacific
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | M | 174,672 | $5.36 | A | 494,973 | D | |
| Common Stock | Oct 3, 2017 | M | 22,145 | $6.28 | A | 517,118 | D | |
| Common StockF2 | Oct 3, 2017 | S | 196,817 | $29.0789 | D | 320,301 | D | |
| Common Stock | Oct 4, 2017 | M | 88,071 | $7.39 | A | 408,372 | D | |
| Common Stock | Oct 4, 2017 | M | 23,907 | $13.08 | A | 432,279 | D | |
| Common Stock | Oct 4, 2017 | M | 15,352 | $6.28 | A | 447,631 | D | |
| Common Stock | Oct 4, 2017 | M | 15,086 | $16.31 | A | 462,717 | D | |
| Common Stock | Oct 4, 2017 | M | 7,904 | $17.26 | A | 470,621 | D | |
| Common StockF3 | Oct 4, 2017 | S | 150,320 | $29.18 | D | 320,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $5.36 | Oct 3, 2017 | M | 174,672 | D | — | Jan 3, 2022 | Common Stock | 174,672 | 0 | D |
| Stock Option (Right to Buy)F5 | $6.28 | Oct 3, 2017 | M | 22,145 | D | — | Feb 27, 2022 | Common Stock | 22,145 | 15,352 | D |
| Stock Option (Right to Buy)F6 | $17.26 | Oct 4, 2017 | M | 7,904 | D | — | Feb 22, 2026 | Common Stock | 7,904 | 23,714 | D |
| Stock Option (Right to Buy)F7 | $16.31 | Oct 4, 2017 | M | 15,086 | D | — | Feb 23, 2025 | Common Stock | 15,086 | 15,086 | D |
| Stock Option (Right to Buy)F8 | $13.08 | Oct 4, 2017 | M | 23,907 | D | — | Feb 24, 2024 | Common Stock | 23,907 | 7,969 | D |
| Stock Option (Right to Buy)F5 | $6.28 | Oct 4, 2017 | M | 15,352 | D | — | Feb 27, 2022 | Common Stock | 15,352 | 0 | D |
| Stock Option (Right to Buy)F9 | $7.39 | Oct 4, 2017 | M | 88,071 | D | — | Feb 28, 2023 | Common Stock | 88,071 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.
- F2Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.4901, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.07 to $29.255, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on January 3, 2013, the first anniversary of the grant.
- F5Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant.
- F6Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 22, 2017, the first anniversary of the date of grant.
- F7Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 23, 2016, the first anniversary of the date of grant.
- F8Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 24, 2015, the first anniversary of the date of grant.
- F9Grant to the reporting person of an option to purchase a specified number of shares of common stock vesting in four equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant.