SEC Form 4 · accession 0000899243-17-023669
FOX FACTORY HOLDING CORP · FOXF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Katherman
Officer — SVP, GLOBAL OPERATIONS
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | M | 18,580 | $6.20 | A | 47,516 | D | |
| Common StockF2 | Oct 3, 2017 | S | 18,580 | $42.0112 | D | 28,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $6.20 | Oct 3, 2017 | M | 18,580 | D | — | Oct 3, 2022 | Common Stock | 18,580 | 0 | D |
Explanation of responses
- F1The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $43.10, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3The option vested in four equal installments on October 3, 2013, October 3, 2014, October 3, 2015, October 3, 2016 and October 3, 2017.