SEC Form 4 · accession 0001562180-17-003216
Elevate Credit, Inc. · ELVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Dean
Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651094
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2017 | M | 6,110 | — | A | 56,110 | D | |
| Common StockF3 | holding | — | — | — | 355,905 | I | By Startup Capital Ventures, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2,F4 | — | Oct 3, 2017 | M | 6,110 | D | — | — | Common Stock | 6,110 | 0 | D |
Explanation of responses
- F1Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.
- F3The Reporting Person is the managing partner of Startup Capital Ventures, L.P.
- F4The RSUs vested on October 3, 2017.