SEC Form 4/A · accession 0001209191-17-056286
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert W Lazar
Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 6, 2017 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,497 | D | ||
| Common Stock | holding | — | — | — | 10,706 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock | $0.00 | Oct 3, 2017 | J | 135 | A | Oct 3, 2017 | Oct 3, 2017 | Phantom | 132 | 1,904 | D |
Explanation of responses
- F1Administrative correction to reflect the current number of shares and the price for the securities purchased for the Reporting Person under the terms of the Company's Directors Deferred Compensation Plan. The securities are being reported as direct ownership of Phantom Stock.