SEC Form 4 · accession 0001127602-17-029444
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. West
Officer — Div President & GM, Diagnostic
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Oct 3, 2017 | M | 4,063 | — | A | 21,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2,F5 | $0.00 | Oct 3, 2017 | M | 4,063 | D | — | — | Common Stock | 4,063 | 4,064 | D |
Explanation of responses
- F1Represents vested RSUs that are subject to deferral pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3Includes 11,904 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
- F4Includes 662 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.
- F5This RSU award vests in four equal installments beginning on first anniversary of the grant date.