SEC Form 4 · accession 0001127602-17-029440
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karyl H Lauder
Officer — SVP & Chief Accounting Officer
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | M | 38,700 | $10.87 | A | 174,169 | D | |
| Common StockF1 | Oct 3, 2017 | S | 28,173 | $18.5931 | D | 145,996 | D | |
| Common StockF2 | holding | — | — | — | 3,654 | I | By 401(k) | |
| Common StockF3,F4 | holding | — | — | — | 20,946 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $10.87 | Oct 3, 2017 | M | 38,700 | D | Feb 10, 2014 | Feb 10, 2018 | Common Stock | 38,700 | 0 | D |
Explanation of responses
- F1Average price of trade executions in range from $18.63 to $18.57 per share.
- F2Total includes exempt acquisitions of shares allocated to reporting person under Issuer's 401(k) Plan, based on a plan statement dated as of 12/31/2016.
- F3Beneficial ownership is disclaimed.
- F4Total includes shares acquired through reinvestment of dividends, based upon a statement dated 09/15/2017.
- F5Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.