Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 29, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

203 filings · trading day Sep 29, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 27, 2017 DForm 4 →	Sep 29, 12:37 pm EDT	SEVCON, INC.SEV	Ryan J. MorrisDirector, 10% Owner	342,537	$13.27	$4,544,442	0	—
Sep 27, 2017 JForm 4 →	Sep 29, 12:59 pm EDT	SEVCON, INC.SEV	Meson Constructive Capital LP10% Owner	307,000	$12.00	$3,684,000	0	—
Sep 27, 2017 DForm 4 →	Sep 29, 12:47 pm EDT	SEVCON, INC.SEV	Andrea BassiGeneral Manager, Bassi S.r.l, 10% Owner	55,000	$12.00	$660,000	0	—
Sep 27, 2017 JForm 4 →	Sep 29, 12:50 pm EDT	SEVCON, INC.SEV	Bassi Holding S.r.l.10% Owner	55,000	$12.00	$660,000	0	—
Sep 27, 2017 DMForm 4 →	Sep 29, 12:45 pm EDT	SEVCON, INC.SEV	Matthew BoylePresident and CEO, Director	13,738	$66.00	$602,118	0	—
Sep 28, 2017 MForm 4 →	Sep 28, 6:06 pm EDT	CURTISS WRIGHT CORPCW	Harry JakubowitzVP & Treasurer	4,585	$81.73	$374,739	5,458	—
Sep 28, 2017 DForm 4 →	Sep 28, 4:22 pm EDT	OneBeacon Insurance Group, Ltd.OB	John C TreacySVP & Chief Accounting Officer	19,853	$18.10	$359,339	0	—
Jul 19, 2017 AForm 4 →	Sep 28, 5:14 pm EDT	OSIRIS THERAPEUTICS, INC.OSIR	Alla DanilkovitchChief Scientific Officer	50,000	$6.80	$340,000	139,000	—	late
Sep 28, 2017 MForm 4 →	Sep 28, 6:08 pm EDT	CURTISS WRIGHT CORPCW	Paul J FerdenziVice President	6,907	$30.38	$209,865	7,642	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:45 pm EDT	Workday, Inc.WDAY	Michael A. StankeyDirector	25,000	$7.05	$176,250	99,987	—
Sep 27, 2017 DForm 4 →	Sep 29, 12:38 pm EDT	SEVCON, INC.SEV	Paul O StumpDirector	2,408	$66.00	$158,928	0	—
Sep 27, 2017 DForm 4 →	Sep 29, 12:35 pm EDT	SEVCON, INC.SEV	William J KetelhutDirector	2,404	$66.00	$158,664	0	—
Sep 27, 2017 MForm 4 →	Sep 29, 2:41 pm EDT	MILLER HERMAN INCMLHR	Hezron T. LopezSVP Legal Services,	4,542	$34.85	$158,289	9,084	—
Sep 27, 2017 DMForm 4 →	Sep 29, 12:39 pm EDT	SEVCON, INC.SEV	Paul Neil FarquharVice President and CFO	6,941	$66.00	$153,516	0	—
Sep 27, 2017 DForm 4 →	Sep 29, 12:33 pm EDT	SEVCON, INC.SEV	Walter Milton SchenkerDirector	8,038	$15.61	$125,508	0	—
Sep 27, 2017 AForm 4 →	Sep 29, 8:27 am EDT	WORTHINGTON INDUSTRIES INCWOR	Peter KarmanosDirector	1,978	$48.04	$95,023	84,393	—
Sep 27, 2017 AForm 4 →	Sep 29, 8:22 am EDT	WORTHINGTON INDUSTRIES INCWOR	Michael J EndresDirector	1,769	$48.04	$84,983	62,997	—
Sep 27, 2017 MForm 4 →	Sep 28, 4:40 pm EDT	UNITED BANKSHARES INC/WVUBSI	Douglas Bryan ErnestExecutive Vice-President	2,500	$27.77	$69,425	0	—
Sep 27, 2017 DForm 4 →	Sep 29, 12:45 pm EDT	SEVCON, INC.SEV	David Ra SteadmanDirector	1,000	$66.00	$66,000	0	—
Jun 22, 2017 AMForm 4 →	Sep 28, 8:46 pm EDT	AUTOBYTEL INCABTL	William FerrioloEVP, CHIEF OPERATING OFFICER	40,671	$1.72	$57,654	33,520	—	late
Sep 27, 2017 MForm 4 →	Sep 29, 2:39 pm EDT	Global Water Resources, Inc.GWRS	L Rita TheilDirector	5,000	$9.64	$48,200	46,429	—
Sep 28, 2017 MForm 4 →	Sep 29, 1:17 pm EDT	AMERICAN SOFTWARE INCAMSWA	Vincent C KlingesCFO	4,873	$8.57	$41,762	20,127	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:05 pm EDT	OGE ENERGY CORP.OGE	J. Michael SannerDirector	921	$36.18	$33,333	921	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:42 pm EDT	Workday, Inc.WDAY	James BozziniCOO & Executive Vice President	13,700	$2.30	$31,510	30,750	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:22 pm EDT	ZIONS BANCORPORATION /UT/ZION	Stephen D QuinnDirector	611	$45.59	$27,874	55,813	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:34 pm EDT	TENNECO INCTEN	Roger B PorterDirector	435	$60.28	$26,213	105,288	—
Sep 26, 2017 AForm 4 →	Sep 29, 8:30 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Alan B Graf Jr.Director	239	$107.11	$25,599	25,912	—	late
Sep 26, 2017 AForm 4 →	Sep 28, 5:04 pm EDT	OGE ENERGY CORP.OGE	Luke R CorbettDirector	691	$36.18	$25,000	118,639	—
Sep 26, 2017 AForm 4 →	Sep 29, 8:37 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Philip W NorwoodDirector	210	$107.11	$22,493	15,399	—	late
Sep 27, 2017 DForm 4 →	Sep 29, 12:43 pm EDT	SEVCON, INC.SEV	Glenn AngiolilloDirector	338	$66.00	$22,308	0	—
Sep 27, 2017 AForm 4 →	Sep 29, 8:25 am EDT	WORTHINGTON INDUSTRIES INCWOR	Kerrii B AndersonDirector	442	$48.04	$21,234	4,173	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:00 pm EDT	SELECT COMFORT CORPSCSS	Barbara Ruth MatasDirector	672	$29.75	$20,000	3,795	—
Sep 26, 2017 AForm 4 →	Sep 29, 8:34 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	William Reid SandersDirector	184	$107.11	$19,708	6,056	—	late
Sep 26, 2017 AForm 4 →	Sep 29, 8:35 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Monica Houle McGurkDirector	175	$107.11	$18,744	3,605	—	late
Sep 26, 2017 AForm 4 →	Sep 29, 8:28 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Gary ShorbDirector	169	$107.11	$18,102	11,415	—	late
Sep 26, 2017 AForm 4 →	Sep 29, 8:36 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Russell R FrenchDirector	169	$107.11	$18,102	2,745	—	late
Sep 26, 2017 AForm 4 →	Sep 29, 8:33 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Thomas H LowderDirector	167	$107.11	$17,887	1,141	—	late
Sep 26, 2017 AForm 4 →	Sep 29, 8:32 am EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	David P StockertDirector	166	$107.11	$17,780	1,706	—	late
Sep 27, 2017 AForm 4 →	Sep 28, 5:06 pm EDT	COMMUNITY BANK SYSTEM, INC.CBU	Mark J. BolusDirector	280	$54.53	$15,250	2,166	—
Sep 27, 2017 AForm 4 →	Sep 28, 5:08 pm EDT	COMMUNITY BANK SYSTEM, INC.CBU	R Kallet MichaelDirector	275	$54.53	$15,000	2,106	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:05 pm EDT	OGE ENERGY CORP.OGE	Sheila TaltonDirector	345	$36.18	$12,500	13,003	—
Sep 27, 2017 AForm 4 →	Sep 28, 5:04 pm EDT	COMMUNITY BANK SYSTEM, INC.CBU	Edward S. MucenskiDirector	216	$54.53	$11,775	9,545	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:38 pm EDT	TENNECO INCTEN	David B Price Jr.Director	141	$60.28	$8,515	34,200	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:29 pm EDT	TENNECO INCTEN	Dennis J LethamDirector	128	$60.28	$7,715	30,988	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:04 pm EDT	OGE ENERGY CORP.OGE	David L HauserDirector	138	$36.18	$5,000	8,432	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:40 pm EDT	TENNECO INCTEN	Paul T SteckoDirector	82	$60.28	$4,941	19,844	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:42 pm EDT	TENNECO INCTEN	Jane L WarnerDirector	79	$60.28	$4,777	19,188	—
Jul 5, 2017 SForm 4/A →	Sep 28, 5:15 pm EDT	Avista Healthcare Public Acquisition Corp.AHPA	Avista Acquisition Corp. +310% Owner	186,320	$0.003	$559	5,692,500	—
Jul 5, 2017 PForm 4/A →	Sep 28, 5:15 pm EDT	Avista Healthcare Public Acquisition Corp.AHPA	Brian A MarkisonDirector	186,320	$0.003	$559	775,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 5:31 pm EDT	TENNECO INCTEN	James S MetcalfDirector	3	$60.28	$174	701	—
Sep 27, 2017 AForm 4 →	Sep 28, 4:12 pm EDT	BRIGHTCOVE INCBCOV	David PlotkinChief Legal Officer	23,000	—	—	23,000	—
Sep 27, 2017 MForm 4 →	Sep 28, 4:14 pm EDT	FIRST HORIZON NATIONAL CORPFHN	William C Losch IIIEVP and CFO	45,107	—	—	0	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:20 pm EDT	AUTOZONE INCAZO	Philip B. DanieleSr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:20 pm EDT	AUTOZONE INCAZO	Mark A. FinestoneExec. Vice President	7,390	—	—	7,390	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	William T GilesExecutive V.P. & CFO	8,710	—	—	8,710	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	William W GravesExec. Vice President	7,390	—	—	7,390	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Ronald B GriffinSr. Vice President & CIO	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	James C. GriffithSr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	William R. HackneySr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Rodney C. HalsellSr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Thomas B NewbernExec. Vice President	7,390	—	—	7,390	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Charles Pleas IIISr. VP & Controller	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	William C Rhodes IIIChairman, President & CEO, Director	12,000	—	—	12,000	—
Sep 27, 2017 MForm 4 →	Sep 28, 4:21 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Shlomi ArgasExecutive V.P., Projects	17,903	—	—	79,597	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Albert SaltielSr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Richard Craig SmithSr. Vice President	5,910	—	—	5,910	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	AUTOZONE INCAZO	Kristen C. WrightSr. VP, Sec. & Gen Counsel	6,875	—	—	6,875	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:21 pm EDT	UNITED NATURAL FOODS INCUNFI	Joseph J TraficantiSVP, General Counsel, CCO	3,424	—	—	13,485	—
Sep 26, 2017 JForm 4 →	Sep 28, 4:22 pm EDT	Hamilton Beach Brands Holding CoHBB	Alfred M Et Al RankinExecutive Chairman, Director	616,809	—	—	34,936	—
Sep 28, 2017 MForm 4 →	Sep 28, 4:22 pm EDT	ORMAT TECHNOLOGIES, INC.ORA	Etty RosnerSVP, Corporate Secretary	16,500	—	—	18,000	—
Sep 26, 2017 JForm 4 →	Sep 28, 4:25 pm EDT	Hamilton Beach Brands Holding CoHBB	David B WilliamsDirector	240,774	—	—	8,902	—
Sep 27, 2017 MForm 4 →	Sep 28, 4:26 pm EDT	Allison Transmission Holdings IncALSN	David S. GraziosiPresident, CFO and Treasurer	39,264	—	—	0	—
Sep 26, 2017 JForm 4 →	Sep 28, 4:27 pm EDT	Hamilton Beach Brands Holding CoHBB	NACCO INDUSTRIES INC10% Owner	6,836,716	—	—	0	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:28 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Michael C KearneyChairman, President and CEO, Director	166,773	—	—	188,192	—
Jan 4, 2017 AMForm 4 →	Sep 28, 4:32 pm EDT	Hewlett Packard Enterprise CoHPE	Henry GomezEVP, CM & CO	400,004	—	—	94,717	—	late
Sep 26, 2017 MForm 4 →	Sep 28, 4:35 pm EDT	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	144,035	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:49 pm EDT	CENTRAL GARDEN & PET COCENT	Howard MachekChief Accounting Officer	5,000	—	—	8,000	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:54 pm EDT	Madison Square Garden CoMSG	David Justin O'ConnorPresident & CEO	8,504	—	—	17,006	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:55 pm EDT	Madison Square Garden CoMSG	Donna ColemanEVP & CFO	1,890	—	—	3,780	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:56 pm EDT	Madison Square Garden CoMSG	Lawrence J. BurianEVP, GC & Secretary	994	—	—	1,986	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:58 pm EDT	Madison Square Garden CoMSG	Joseph F YospeSVP, Controller & PAO	436	—	—	874	—
Sep 26, 2017 AForm 4 →	Sep 28, 4:58 pm EDT	UNITED NATURAL FOODS INCUNFI	Steven SpinnerPresident, CEO & Chairman, Director	23,345	—	—	23,345	—	amended
Sep 26, 2017 MForm 4 →	Sep 28, 4:59 pm EDT	TILLY'S, INC.TLYS	Jon KuboChief Digital Officer	12,500	—	—	37,500	—
Sep 26, 2017 MForm 4 →	Sep 28, 4:59 pm EDT	Madison Square Garden CoMSG	Robert J. LynnSVP & Treasurer	314	—	—	626	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:00 pm EDT	SYSCO CORPSYY	William J DeLaney IIIChief Executive Officer, Director	118,200	—	—	150,000	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	17,456	—	—	20,934	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Rembert de VillaEVP	14,239	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:01 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	421,000	—
Sep 27, 2017 MForm 4 →	Sep 28, 5:03 pm EDT	CARMAX INCKMX	Diane L CafritzSVP & CHRO	5,671	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:04 pm EDT	CARMAX INCKMX	Jon G DanielsSVP, CAF	44,667	—	—	10,000	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:04 pm EDT	CARMAX INCKMX	James LyskiEVP & Chief Marketing Officer	2,563	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 28, 5:04 pm EDT	NORTHERN TRUST CORPNTRS	Frederick H WaddellChairman and CEO, Director	100,000	—	—	127,964	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:04 pm EDT	CARMAX INCKMX	Eric M MargolinEVP, Gen. Counsel & Secretary	57,757	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:05 pm EDT	CARMAX INCKMX	William D NashPresident & CEO	117,795	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:05 pm EDT	CARMAX INCKMX	Thomas W Reedy Jr.EVP & CFO	75,675	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:05 pm EDT	CARMAX INCKMX	Mohammad ShamimSVP and CIO	21,791	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:06 pm EDT	CARMAX INCKMX	William C Wood Jr.EVP & COO	201,701	—	—	129,897	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:13 pm EDT	ABBOTT LABORATORIESABT	Daniel Gesua Sive SalvadoriSenior Vice President	62,460	—	—	99,117	—
Sep 23, 2017 AForm 4 →	Sep 28, 5:15 pm EDT	Ampio Pharmaceuticals, Inc.AMPE	Philip H CoelhoDirector	30,000	—	—	30,000	—	late
Sep 27, 2017 AForm 4 →	Sep 28, 5:16 pm EDT	Ascena Retail Group, Inc.ASNA	Robert GiammatteoEVP, CFO	64,433	—	—	64,433	—
Sep 23, 2017 AForm 4 →	Sep 28, 5:16 pm EDT	Ampio Pharmaceuticals, Inc.AMPE	Richard B GilesDirector	30,000	—	—	30,000	—	late
Sep 23, 2017 AForm 4 →	Sep 28, 5:17 pm EDT	Ampio Pharmaceuticals, Inc.AMPE	David R StevensDirector	30,000	—	—	30,000	—	late
Sep 27, 2017 AForm 4 →	Sep 28, 5:20 pm EDT	Ascena Retail Group, Inc.ASNA	John E PershingEVP, Chief HR Officer	71,037	—	—	71,037	—
Sep 27, 2017 AForm 4 →	Sep 28, 5:28 pm EDT	Ascena Retail Group, Inc.ASNA	Duane D HollowayEVP, General Counsel	56,701	—	—	56,701	—
Sep 27, 2017 AForm 4 →	Sep 28, 5:30 pm EDT	Ascena Retail Group, Inc.ASNA	Brian E LynchPresident & COO	1,360,825	—	—	360,825	—
Sep 27, 2017 AForm 4 →	Sep 28, 5:33 pm EDT	Ascena Retail Group, Inc.ASNA	Gary MutoPresident & CEO-ascena brands	1,360,825	—	—	360,825	—
Sep 26, 2017 MForm 4 →	Sep 28, 5:36 pm EDT	Spark Therapeutics, Inc.ONCE	Katherine A HighSee Remarks, Director	5,000	—	—	83,249	—
Sep 26, 2017 XForm 4 →	Sep 28, 5:53 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	276,047	—
Sep 26, 2017 XForm 4 →	Sep 28, 5:53 pm EDT	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	1,000	—	—	3,000	—
Sep 26, 2017 MForm 4 →	Sep 28, 6:02 pm EDT	Madison Square Garden CoMSG	James Lawrence Dolan +1Executive Chairman, Director	7,086	—	—	14,174	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:06 pm EDT	GREAT PLAINS ENERGY INCGXP	Thomas D HydeDirector	746	—	—	14,614	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:11 pm EDT	GREAT PLAINS ENERGY INCGXP	Gary D ForseeDirector	746	—	—	29,110	—
Sep 26, 2017 MForm 4 →	Sep 28, 6:12 pm EDT	HP INCHPQ	Carl BassDirector	16,096	—	—	0	—
Sep 26, 2017 MForm 4 →	Sep 28, 6:15 pm EDT	SEATTLE GENETICS INC /WASGEN	Clay B SiegallPresident and CEO, Director	9,017	—	—	0	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:17 pm EDT	GREAT PLAINS ENERGY INCGXP	Randall C Ferguson Jr.Director	746	—	—	31,810	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:19 pm EDT	GREAT PLAINS ENERGY INCGXP	Sandra J PriceDirector	746	—	—	4,431	—
Sep 26, 2017 AForm 4 →	Sep 28, 6:20 pm EDT	AILERON THERAPEUTICS INCALRN	Reinhard J. AmbrosDirector	20,000	—	—	20,000	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:21 pm EDT	GREAT PLAINS ENERGY INCGXP	Ann D. MurtlowDirector	746	—	—	8,297	—
Sep 27, 2017 MForm 4 →	Sep 28, 6:23 pm EDT	DURECT CORPDRRX	Terrence F BlaschkeDirector	25,000	—	—	0	—
Sep 27, 2017 AForm 4 →	Sep 28, 6:27 pm EDT	GREAT PLAINS ENERGY INCGXP	Scott D. GrimesDirector	746	—	—	8,297	—
Sep 26, 2017 XForm 4 →	Sep 28, 6:30 pm EDT	CapStar Financial Holdings, Inc.CSTR	James S. Turner Jr.Director	5,000	—	—	7,000	—
Sep 26, 2017 XForm 4 →	Sep 28, 6:30 pm EDT	CapStar Financial Holdings, Inc.CSTR	Thomas R. FlynnDirector	25,000	—	—	0	—
Jul 20, 2017 AForm 4 →	Sep 28, 6:32 pm EDT	National American University Holdings, Inc.NAUH	Lynn PriddyChief Academic Officer	28,000	—	—	28,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:34 pm EDT	National American University Holdings, Inc.NAUH	John WoolseySystem Director of HR	24,000	—	—	24,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:39 pm EDT	National American University Holdings, Inc.NAUH	Anthony De AngelisChief Information Officer	24,000	—	—	24,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:40 pm EDT	National American University Holdings, Inc.NAUH	Michael Gerard JohnsonSystem Director Military Serv	15,000	—	—	15,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:42 pm EDT	National American University Holdings, Inc.NAUH	David K HeflinChief Financial Officer	28,000	—	—	28,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:43 pm EDT	National American University Holdings, Inc.NAUH	Robert A PaxtonPresident External Relations	28,000	—	—	28,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:45 pm EDT	National American University Holdings, Inc.NAUH	Joseph SallustioVP of Enrollment Mgmt and Mktg	28,000	—	—	28,000	—	late
Sep 26, 2017 MForm 4 →	Sep 28, 6:46 pm EDT	Western Refining Logistics, LPWNRL	Michael C LinnDirector	3,171	—	—	2,923	—
Jul 20, 2017 AForm 4 →	Sep 28, 6:47 pm EDT	National American University Holdings, Inc.NAUH	Ronald L ShapePresident and CEO, Director	58,250	—	—	58,250	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:49 pm EDT	National American University Holdings, Inc.NAUH	Paul SedlacekCCO, GC, Secretary	24,000	—	—	24,000	—	late
Jul 20, 2017 AForm 4 →	Sep 28, 6:52 pm EDT	National American University Holdings, Inc.NAUH	John E RouechePresident of Roueche Grad Ctr	24,000	—	—	24,000	—	late
Sep 27, 2017 MForm 4 →	Sep 28, 6:55 pm EDT	INTUIT INCINTU	Henry Tayloe StansburyEVP & Chief Technology Officer	1,783	—	—	17,834	—
Sep 26, 2017 MForm 4 →	Sep 28, 6:56 pm EDT	Western Refining Logistics, LPWNRL	David D KinderDirector	3,171	—	—	2,923	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:00 pm EDT	Precipio, Inc.PRPO	Samuel D RiccitelliDirector	7,000	—	—	7,000	—
Sep 26, 2017 MForm 4 →	Sep 28, 7:01 pm EDT	Western Refining Logistics, LPWNRL	Andrew L AtterburyDirector	3,171	—	—	2,923	—
Sep 26, 2017 MForm 4 →	Sep 28, 7:01 pm EDT	ILLUMINA INCILMN	Jay T FlatleyDirector	20,000	—	—	75,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:02 pm EDT	Precipio, Inc.PRPO	Michael A LutherDirector	7,000	—	—	7,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:02 pm EDT	Precipio, Inc.PRPO	Ilan DanieliChief Executive Officer, Director	221,591	—	—	221,591	—	amended
Sep 26, 2017 XForm 4 →	Sep 28, 7:03 pm EDT	AMERI Holdings, Inc.AMRH	Jeffrey E. Eberwein +4Director, 10% Owner	1,666,666	—	—	0	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:03 pm EDT	Precipio, Inc.PRPO	Douglas FisherDirector	7,000	—	—	7,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:04 pm EDT	Precipio, Inc.PRPO	Carl IbergerChief Financial Officer	98,485	—	—	98,485	—	amended
Sep 26, 2017 AForm 4 →	Sep 28, 7:04 pm EDT	Precipio, Inc.PRPO	Jeffrey CossmanDirector	7,000	—	—	7,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:04 pm EDT	Precipio, Inc.PRPO	Mark RimerDirector, 10% Owner	7,000	—	—	7,000	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:04 pm EDT	Precipio, Inc.PRPO	Robert PatzigDirector	7,000	—	—	7,000	—
Sep 26, 2017 CForm 4 →	Sep 28, 7:12 pm EDT	Camping World Holdings, Inc.CWH	Brent L. MoodyChief Operating, Legal Officer	76,890	—	—	235,254	—
Sep 28, 2017 CForm 4 →	Sep 28, 7:18 pm EDT	Camping World Holdings, Inc.CWH	Roger L. NuttallPres., Camping World	13,816	—	—	90,000	—
Sep 27, 2017 AForm 4 →	Sep 28, 7:33 pm EDT	SunCoke Energy Partners, L.P.SXCP	John W Somerhalder IIDirector	889	—	—	889	—
Sep 26, 2017 CForm 4 →	Sep 28, 7:34 pm EDT	AMICUS THERAPEUTICS INCFOLD	John F CrowleyChairman & CEO, Director	1,395	—	—	213,105	—
Sep 26, 2017 MForm 4 →	Sep 28, 7:38 pm EDT	AMERICAS CARMART INCCRMT	Jeffrey A WilliamsCFO and Secretary, Director	57,000	—	—	0	—
Sep 27, 2017 AForm 4 →	Sep 28, 7:40 pm EDT	SunCoke Energy Partners, L.P.SXCP	Alvin BledsoeDirector	336	—	—	336	—
Sep 26, 2017 MForm 4 →	Sep 28, 7:45 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres Prod Dev & Med Aff & CMO	100,000	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 28, 7:47 pm EDT	EXELIXIS, INC.EXEL	Jeffrey HessekielEVP and General Counsel	27,302	—	—	172,698	—
Sep 26, 2017 XForm 4 →	Sep 28, 7:48 pm EDT	TEREX CORPTEX	MARCATO CAPITAL MANAGEMENT LP +2Director	1,800,000	—	—	2,629,722	—
Sep 26, 2017 MForm 4 →	Sep 28, 7:48 pm EDT	OOMA INCOOMA	Russell MannDirector	12,500	—	—	0	—
Sep 28, 2017 MForm 4 →	Sep 28, 7:52 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	43,394	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:56 pm EDT	CalAmp Corp.CAMP	Michael J BurdiekPresident & CEO, Director	2,050	—	—	4,055	—
Sep 26, 2017 AForm 4 →	Sep 28, 7:59 pm EDT	CalAmp Corp.CAMP	Garo Sarkis SarkissianSVP Business Development	444	—	—	878	—
Sep 27, 2017 AForm 4 →	Sep 28, 8:01 pm EDT	SunCoke Energy, Inc.SXC	Alvin BledsoeDirector	2,961	—	—	57,968	—
Sep 27, 2017 AForm 4 →	Sep 28, 8:07 pm EDT	SunCoke Energy, Inc.SXC	Susan R. LandahlDirector	1,058	—	—	1,058	—
Sep 27, 2017 AForm 4 →	Sep 28, 8:11 pm EDT	SunCoke Energy, Inc.SXC	James E SweetnamDirector	3,172	—	—	58,179	—
Sep 27, 2017 AForm 4 →	Sep 28, 8:15 pm EDT	SunCoke Energy, Inc.SXC	John W RoweDirector	3,172	—	—	56,317	—
Sep 26, 2017 MForm 4/A →	Sep 28, 8:32 pm EDT	AMICUS THERAPEUTICS INCFOLD	John F CrowleyChairman & CEO, Director	1,395	—	—	213,105	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:40 pm EDT	Max-1 Acquisition CorpXCUR	Ekambarswara R KandimallaChief Scientific Officer	281,915	—	—	281,915	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:40 pm EDT	Max-1 Acquisition CorpXCUR	Jay VenkatesanDirector	47,062	—	—	24,824	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:40 pm EDT	Max-1 Acquisition CorpXCUR	Chad A. MirkinDirector, 10% Owner	99,297	—	—	24,824	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:40 pm EDT	Max-1 Acquisition CorpXCUR	David S SnyderChief Financial Officer	406,404	—	—	12,412	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:41 pm EDT	Max-1 Acquisition CorpXCUR	Colby Shad ThaxtonDirector, 10% Owner	99,297	—	—	24,824	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:41 pm EDT	Max-1 Acquisition CorpXCUR	Helen Susan KimDirector	99,297	—	—	24,824	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:42 pm EDT	Max-1 Acquisition CorpXCUR	David A GiljohannChief Executive Officer, Director	1,851,197	—	—	496,489	—
Sep 26, 2017 AForm 4 →	Sep 28, 9:43 pm EDT	Max-1 Acquisition CorpXCUR	David R WaltDirector	99,297	—	—	24,824	—
Sep 27, 2017 MForm 4 →	Sep 29, 6:08 am EDT	Blue Bird CorpBLBD	Coliseum Capital Management, LLC +6Other	2,907	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 29, 6:16 am EDT	ORMAT TECHNOLOGIES, INC.ORA	Erez KleinS.V.P., Operations	40,000	—	—	42,500	—
Sep 28, 2017 MForm 4 →	Sep 29, 6:17 am EDT	ORMAT TECHNOLOGIES, INC.ORA	Bob SullivanEVP Sales Marketing BD	15,000	—	—	87,457	—
Sep 27, 2017 MForm 4 →	Sep 29, 9:44 am EDT	ENTERPRISE BANCORP INC /MA/EBTC	Steven R LarochelleEVP - Principal Subsidiary	1,500	—	—	0	—
Sep 27, 2017 MForm 4 →	Sep 29, 10:57 am EDT	Neenah Paper IncNP	Steven S HeinrichsSVP, General Counsel & Sec	6,529	—	—	1,251	—
Sep 28, 2017 XForm 4 →	Sep 29, 12:32 pm EDT	MAGELLAN HEALTH INCMGLN	Mostafa KamalCEO, Magellan Rx Management	4,848	—	—	16,666	—
Sep 27, 2017 AForm 4 →	Sep 29, 12:49 pm EDT	Ascena Retail Group, Inc.ASNA	Dan LamadridSVP, Finance and CAO	78,968	—	—	56,701	—
Sep 28, 2017 AForm 4 →	Sep 29, 12:53 pm EDT	Ascena Retail Group, Inc.ASNA	David R JaffeChairman & CEO, Director	630,000	—	—	630,000	—
Sep 28, 2017 AForm 4 →	Sep 29, 12:56 pm EDT	Ascena Retail Group, Inc.ASNA	Randy L PearceDirector	36,992	—	—	36,992	—
Sep 28, 2017 AForm 4 →	Sep 29, 12:58 pm EDT	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	36,992	—	—	36,992	—
Sep 27, 2017 MForm 4 →	Sep 29, 1:04 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	149	—	—	1,490	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:05 pm EDT	Ascena Retail Group, Inc.ASNA	Krill Katherine LawtherDirector	36,992	—	—	36,992	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:13 pm EDT	Ascena Retail Group, Inc.ASNA	Katie J BayneDirector	36,992	—	—	36,992	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:16 pm EDT	Ascena Retail Group, Inc.ASNA	Carl RubinDirector	36,992	—	—	36,992	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:18 pm EDT	Ascena Retail Group, Inc.ASNA	Linda YaccarinoDirector	36,992	—	—	36,992	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:22 pm EDT	Ascena Retail Group, Inc.ASNA	Stacey RauchDirector	36,992	—	—	36,992	—
Sep 27, 2017 MForm 4 →	Sep 29, 1:24 pm EDT	BOK FINANCIAL CORP ET ALBOKF	Steven E NellEVP, CFO	24,216	—	—	0	—
Sep 28, 2017 MForm 4 →	Sep 29, 1:24 pm EDT	VIASAT INCVSAT	Mark D DankbergChief Executive Officer, Director	28,500	—	—	28,500	—
Sep 27, 2017 AForm 4 →	Sep 29, 1:27 pm EDT	Good Times Restaurants Inc.GTIM	Ryan M ZinkChief Financial Officer	37,037	—	—	37,037	—
Sep 28, 2017 MForm 4 →	Sep 29, 1:30 pm EDT	BOK FINANCIAL CORP ET ALBOKF	Norman P BagwellEVP - Regional Banks	1,601	—	—	0	—
Sep 28, 2017 AForm 4 →	Sep 29, 1:31 pm EDT	Ascena Retail Group, Inc.ASNA	Steven KirshenbaumDirector	36,992	—	—	36,992	—
Sep 27, 2017 MForm 4 →	Sep 29, 1:35 pm EDT	PRICE T ROWE GROUP INCTROW	David OestreicherCorp Secretary and VP	8,326	—	—	1,040	—
Sep 27, 2017 MForm 4 →	Sep 29, 2:44 pm EDT	Bancorp of New Jersey, Inc.BKJ	Conte Anthony LoDirector	21,000	—	—	0	—
Sep 27, 2017 AForm 4 →	Sep 29, 2:46 pm EDT	PURE CYCLE CORPPURE	Mark W HardingPresident & CFO, Director	50,000	—	—	50,000	—
Apr 28, 2017 MForm 4/A →	Sep 29, 2:54 pm EDT	PLUMAS BANCORPPLBC	Robert J McClintockDirector	1,600	—	—	2,400	—
Sep 27, 2017 MForm 4 →	Sep 29, 2:58 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	149	—	—	1,490	—
Sep 28, 2017 MForm 4 →	Sep 29, 3:27 pm EDT	CITIZENS & NORTHERN CORPCZNC	Thomas L Rudy Jr.Executive Vice President	2,325	—	—	0	—
Sep 28, 2017 AForm 4 →	Sep 29, 3:28 pm EDT	Ascena Retail Group, Inc.ASNA	Marc LasryDirector	36,992	—	—	36,992	—
Sep 27, 2017 AForm 4 →	Sep 29, 3:49 pm EDT	Zayo Group Holdings, Inc.ZAYO	John F Waters Jr.Chief Technology Officer	3,720	—	—	3,720	—
Sep 27, 2017 AForm 4 →	Sep 29, 3:49 pm EDT	Zayo Group Holdings, Inc.ZAYO	Matt SteinfortCFO	3,545	—	—	3,545	—
Sep 27, 2017 AForm 4 →	Sep 29, 3:50 pm EDT	Zayo Group Holdings, Inc.ZAYO	Andrew CrouchPresident & COO	41,511	—	—	41,511	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.