SEC Form 4 · accession 0001683168-17-002512
AMERICAS CARMART INC · CRMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Williams
Officer — CFO and Secretary · Director
Period of report
Sep 26, 2017
Accepted (ET)
Sep 28, 2017 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2017 | M | 57,000 | $11.90 | A | 91,450 | D | |
| Common StockF2,F1 | Sep 26, 2017 | F | 36,171 | $41.40 | D | 55,279 | D | |
| Common StockF3 | holding | — | — | — | 2,491 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $11.90 | Sep 26, 2017 | M | 57,000 | D | Jun 18, 2010 | Oct 16, 2017 | Common Stock | 57,000 | 0 | D |
Explanation of responses
- F1Includes 2,014 shares held by the reporting person under the America's Car-Mart, Inc. Employee Stock Purchase Plan.
- F2Includes 16,384 shares withheld by the issuer to pay the exercise price pursuant to a "net exercise" arrangement and 19,787 shares withheld by the issuer to satisfy the reporting person's tax obligation in connection with this exercise.
- F3Between January 5, 2017 and September 26, 2017, the reporting person acquired 108.1678 shares under the America's Car-Mart, Inc. 401(k) Plan.