SEC Form 4 · accession 0001127602-17-028328

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 26, 2017

Accepted (ET)

Sep 28, 2017 · 4:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Sep 26, 2017	J	77,289	—	A	77,289	I	Held by Trust for the benefit of spouse
Class A Common Stock^F1,F2	Sep 26, 2017	J	12,303	—	A	12,303	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	6,736	—	A	6,736	I	Proportionate interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Sep 26, 2017	J	8,202	—	A	8,202	I	Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Sep 26, 2017	J	9,577	—	A	9,577	I	Minor child's trust's proportionate LP interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Sep 26, 2017	J	69,458	—	A	69,458	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F1,F2	Sep 26, 2017	J	41,827	—	A	41,827	I	Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	3,927	—	A	3,927	I	Reporting Person is Trustee of a Trust for the benefit of minor child
Class A Common Stock^F1,F2	Sep 26, 2017	J	2,553	—	A	2,553	I	Reporting Person is Trustee of a Trust for the benefit of minor child
Class A Common Stock^F1	Sep 26, 2017	J	8,902	—	A	8,902	I	Reporting person serves as Trustee of a Trust for the benefit of the David B. Williams

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	77,289	A	—	—	Class A Common Stock	77,289	77,289	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	12,303	A	—	—	Class A Common Stock	12,303	12,303	I
Class B Common Stock^F3	—	Sep 26, 2017	J	6,736	A	—	—	Class A Common Stock	6,736	6,736	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	8,202	A	—	—	Class A Common Stock	8,202	8,202	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	9,577	A	—	—	Class A Common Stock	9,577	9,577	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	69,458	A	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	41,827	A	—	—	Class A Common Stock	41,827	41,827	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	3,927	A	—	—	Class A Common Stock	3,927	3,927	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	2,553	A	—	—	Class A Common Stock	2,553	2,553	I
Class B Common Stock^F3	—	Sep 26, 2017	J	8,902	A	—	—	Class A Common Stock	8,902	8,902	I

F1In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A