SEC Form 4 · accession 0001209191-17-054345
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell Mann
Director
Period of report
Sep 26, 2017
Accepted (ET)
Sep 28, 2017 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2017 | M | 12,500 | $6.04 | A | 81,279 | D | |
| Common StockF1 | Sep 26, 2017 | S | 12,500 | $10.3843 | D | 68,779 | D | |
| Common Stock | Sep 26, 2017 | S | 7,887 | $10.50 | D | 60,892 | D | |
| Common Stock | Sep 27, 2017 | S | 12,113 | $10.50 | D | 48,779 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.04 | Sep 26, 2017 | M | 12,500 | D | — | Jan 6, 2025 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1The range of prices for the shares of Common Stock is from $10.30 to $10.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2The option is fully vested and exercisable.