SEC Form 4 · accession 0001127602-17-028327

Hamilton Beach Brands Holding Co · HBB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Executive Chairman · Director · Other

Period of report

Sep 26, 2017

Accepted (ET)

Sep 28, 2017 · 4:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001709164

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Sep 26, 2017	J	344,853	—	A	344,853	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock^F1	Sep 26, 2017	J	14,160	—	A	14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock^F1	Sep 26, 2017	J	12,322	—	A	12,322	I	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	2,000	—	A	2,000	I	Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	1,975	—	A	1,975	I	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock^F1	Sep 26, 2017	J	25	—	A	25	I	Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	1,404	—	A	1,404	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F1	Sep 26, 2017	J	1,277	—	A	1,277	I	Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Sep 26, 2017	J	21,286	—	A	21,286	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F1,F2	Sep 26, 2017	J	61,768	—	A	61,768	I	Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F1,F2	Sep 26, 2017	J	26,929	—	A	26,929	I	Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F1,F2	Sep 26, 2017	J	59,675	—	A	59,675	I	Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock^F1,F2	Sep 26, 2017	J	14,313	—	A	14,313	I	Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock^F1	Sep 26, 2017	J	9,600	—	A	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock^F1	Sep 26, 2017	J	5,143	—	A	5,143	I	Reporting Person serves as Trustee of GST for the benefit of Helen R. Butler
Class A Common Stock^F1	Sep 26, 2017	J	5,143	—	A	5,143	I	Reporting Person serves as Trustee of GST for the benefit of Clara R. Williams
Class A Common Stock^F1,F2	Sep 26, 2017	J	34,936	—	A	34,936	I	Spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Sep 26, 2017	J	344,853	A	—	—	Class A Common Stock	344,853	344,853	I
Class B Common Stock^F3	—	Sep 26, 2017	J	14,160	A	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F3	—	Sep 26, 2017	J	12,322	A	—	—	Class A Common Stock	12,322	12,322	I
Class B Common Stock^F3	—	Sep 26, 2017	J	2,000	A	—	—	Class A Common Stock	2,000	2,000	I
Class B Common Stock^F3	—	Sep 26, 2017	J	1,975	A	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F3	—	Sep 26, 2017	J	25	A	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F3	—	Sep 26, 2017	J	1,404	A	—	—	Class A Common Stock	1,404	1,404	I
Class B Common Stock^F3	—	Sep 26, 2017	J	1,277	A	—	—	Class A Common Stock	1,277	1,277	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	21,286	A	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	61,768	A	—	—	Class A Common Stock	61,768	61,768	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	26,929	A	—	—	Class A Common Stock	26,929	26,929	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	59,675	A	—	—	Class A Common Stock	59,675	59,675	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	14,313	A	—	—	Class A Common Stock	14,313	14,313	I
Class B Common Stock^F3	—	Sep 26, 2017	J	9,600	A	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F3	—	Sep 26, 2017	J	5,143	A	—	—	Class A Common Stock	5,143	5,143	I
Class B Common Stock^F3	—	Sep 26, 2017	J	5,143	A	—	—	Class A Common Stock	5,143	5,143	I
Class B Common Stock^F3,F2	—	Sep 26, 2017	J	34,936	A	—	—	Class A Common Stock	34,936	34,936	I

Explanation of responses

F1In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A