SEC Form 4/A · accession 0001437749-17-016520
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J McClintock
Director
Period of report
Apr 28, 2017
Accepted (ET)
Sep 29, 2017 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 800 | $6.32 | A | 48,658 | I | Family Trust |
| Common Stock | Apr 28, 2017 | M | 800 | $8.75 | A | 49,458 | I | Family Trust |
| Common Stock | holding | — | — | — | 42,098 | I | SEP | |
| Common Stock | holding | — | — | — | 1,000 | I | Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $6.32 | Apr 28, 2017 | M | 800 | D | — | Apr 27, 2022 | Common Stock | 800 | 800 | D |
| Option to buy common stockF2 | $8.75 | Apr 28, 2017 | M | 800 | D | — | Feb 16, 2024 | Common Stock | 800 | 2,400 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning April 28, 2015.
- F2Exercisable in four (4) equal annual installments beginning February 17, 2017