SEC Form 4 · accession 0001127602-17-028393
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Larochelle
Officer — EVP - Principal Subsidiary
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 9:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | M | 1,500 | $16.25 | A | 34,882 | D | |
| Common StockF1 | Sep 27, 2017 | F | 922 | $37.70 | D | 33,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.25 | Sep 27, 2017 | M | 1,500 | D | Mar 20, 2016 | Mar 19, 2019 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The total reported in Column [5] has been adjusted to correct an overstatement of total holdings by [3] shares first reflected in a Form 4 filed on 4/21/2017.
- F2Exercise of option