SEC Form 4 · accession 0001209191-17-054270
TILLY'S, INC. · TLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Kubo
Officer — Chief Digital Officer
Period of report
Sep 26, 2017
Accepted (ET)
Sep 28, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 26, 2017 | M | 12,500 | $8.55 | A | 12,500 | D | |
| Class A Common Stock | Sep 26, 2017 | S | 12,500 | $11.5019 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $8.55 | Sep 26, 2017 | M | 12,500 | D | — | Aug 29, 2026 | Class A Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1The option vests in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.