SEC Form 4 · accession 0001238630-17-000119
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hezron T. Lopez
Officer — SVP Legal Services,
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | M | 4,542 | $31.86 | A | 5,353 | D | |
| Common Stock | Sep 27, 2017 | S | 4,542 | $34.85 | D | 811 | D | |
| Common Stock | Sep 27, 2017 | S | 811 | $34.85 | D | 0 | D | |
| Common Stock | holding | — | — | — | 1,119 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $31.86 | Sep 27, 2017 | M | 4,542 | D | — | Jul 19, 2026 | Common Stock | 4,542 | 9,084 | D |
Explanation of responses
- F1Stock option granted based on the achievement of one-year performance objectives in FY16 which was approved in July 2015 by the Herman Miller, Inc. Board of Directors.
- F2This grant vests in three equal annual installments beginning on the first anniversary of the grant date.