SEC Form 4 · accession 0001127602-17-028326
FIRST HORIZON CORP · FHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Losch III
Officer — EVP and CFO
Period of report
Sep 27, 2017
Accepted (ET)
Sep 28, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036966
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2017 | M | 45,107 | $11.85 | A | 275,497 | D | |
| Common StockF2 | Sep 27, 2017 | S | 5,000 | $18.572 | D | 270,497 | D | |
| Common StockF2 | Sep 27, 2017 | S | 8,900 | $18.574 | D | 261,597 | D | |
| Common StockF2 | Sep 27, 2017 | S | 4,600 | $18.60 | D | 256,997 | D | |
| Common StockF2 | Sep 27, 2017 | S | 5,600 | $18.601 | D | 251,397 | D | |
| Common StockF2 | Sep 27, 2017 | S | 4,000 | $18.633 | D | 247,397 | D | |
| Common StockF2 | Sep 27, 2017 | S | 3,400 | $18.633 | D | 243,997 | D | |
| Common StockF2 | Sep 27, 2017 | S | 9,000 | $18.679 | D | 234,997 | D | |
| Common StockF2 | Sep 27, 2017 | S | 4,607 | $18.73 | D | 230,390 | D | |
| Common Stock | holding | — | — | — | 3,971 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $11.85 | Sep 27, 2017 | M | 45,107 | D | Feb 11, 2012 | Feb 11, 2018 | Common Stock | 45,107 | 0 | D |
Explanation of responses
- F1Option exercise and share sales implemented under a Rule 10b5-1 plan.
- F2Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.