SEC Form 4 · accession 0001170010-17-000151
CARMAX INC · KMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lyski
Officer — EVP & Chief Marketing Officer
Period of report
Sep 26, 2017
Accepted (ET)
Sep 28, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001170010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2017 | M | 3,608 | — | A | 3,608 | D | |
| Common Stock | Sep 26, 2017 | F | 1,195 | $73.60 | D | 2,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 26, 2017 | M | 2,563 | D | — | — | Common Stock | 3,608 | 0 | D |
Explanation of responses
- F1Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4078 times the number of MSUs in shares of Company common stock.
- F2The restricted stock units vested on September 26, 2017 and were settled in Company common stock.