Company · CIK 0001169770 · SIC 6021 — National Commercial Banks · NYSE
BANC OF CALIFORNIA, INC. · BANC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2026 SForm 4 → | Sep 11, 4:40 pm EDT | Ido DotanGENERAL COUNSEL, CORP SECRTY | 10,541 | $18.30 | $192,848 | 45,702 | −18.7% | |
| Aug 4, 2026 SForm 4 → | Aug 4, 8:05 pm EDT | Olivia I LindsayCHIEF RISK OFFICER | 6,000 | $19.51 | $117,030 | 32,842 | −15.4% | |
| Aug 2, 2026 FForm 4 → | Aug 3, 6:05 pm EDT | Joseph KauderCHIEF FINANCIAL OFFICER | 5,444 | $19.15 | $104,253 | 60,361 | — | |
| Jul 8, 2026 AForm 4 → | Jul 10, 6:07 pm EDT | Joseph J RiceSR EVP AND VICE CHAIRMAN, Director | 18,114 | — | — | 44,531 | — | |
| Mar 12, 2019 AForm 4 → | Mar 14, 9:42 pm EDT | John A. BoglerCHIEF FINANCIAL OFFICER | 11,659 | — | — | 49,159 | — | plan? |
| Mar 12, 2019 AForm 4 → | Mar 14, 9:41 pm EDT | Angelee HarrisEVP, GENERAL COUNSEL | 4,534 | — | — | 34,404 | — | plan? |
| Mar 12, 2019 AForm 4 → | Mar 14, 9:40 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 10,363 | — | — | 102,515 | — | plan? |
| Mar 4, 2019 DForm 4 → | Mar 14, 9:38 pm EDT | Douglas H BowersFORMER CEO AND PRESIDENT, Director | 23,334 | — | — | 64,738 | — | plan? late |
| Dec 6, 2018 PForm 4 → | Dec 10, 3:36 pm EST | Mary A CurranDirector | 2,000 | $15.61 | $31,220 | 11,736 | +20.5% | plan? |
| Nov 30, 2018 SForm 4 → | Dec 6, 2:00 pm EST | W Kirk WycoffDirector | 124 | $17.16 | $2,127 | 0 | −100% | plan? late |
| Nov 2, 2018 PForm 4 → | Nov 6, 4:05 pm EST | Michael Alan SmithSVP, CHIEF ACCOUNTING OFFICER | 4,600 | $16.50 | $75,900 | 13,959 | +49.2% | plan? |
| Oct 18, 2018 DForm 4 → | Oct 19, 8:25 pm EDT | Jason PendergistFORMER EVP REAL ESTATE BANKING | 19,003 | — | — | 3,000 | — | plan? |
| Oct 5, 2018 AForm 4 → | Oct 9, 6:47 pm EDT | Michael Alan SmithSVP, CHIEF ACCOUNTING OFFICER | 9,359 | — | — | 9,359 | — | plan? |
| Oct 1, 2018 FForm 4 → | Oct 3, 4:14 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 2,326 | $18.90 | $43,961 | 90,604 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 13, 9:16 pm EDT | Richard J LashleyDirector | 5,250 | — | — | 20,299 | — | plan? late |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:47 pm EDT | W Kirk WycoffDirector | 4,985 | — | — | 9,733 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:43 pm EDT | Mary A CurranDirector | 4,938 | — | — | 9,736 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:35 pm EDT | Barbara Fallon-WalshDirector | 3,563 | — | — | 3,663 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:30 pm EDT | Jonah SchnelDirector | 5,125 | — | — | 49,078 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:24 pm EDT | Halle J. BenettDirector | 5,188 | — | — | 31,698 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:22 pm EDT | Robert D SznewajsDirector | 7,188 | — | — | 37,750 | — | plan? |
| Sep 6, 2018 AForm 4 → | Sep 10, 9:17 pm EDT | Bonnie Guiton HillDirector | 4,750 | — | — | 10,318 | — | plan? |
| Sep 4, 2018 PForm 4/A → | Sep 10, 9:38 pm EDT | Barbara Fallon-WalshDirector | 100 | $20.28 | $2,028 | 100 | — | plan? |
| Sep 4, 2018 PForm 4 → | Sep 6, 6:30 pm EDT | Barbara Fallon-WalshDirector | 100 | $20.28 | $2,028 | 2,028 | +5.19% | plan? amended |
| Aug 21, 2018 SForm 4 → | Aug 23, 8:04 pm EDT | W Kirk WycoffDirector | 225,300 | $19.99 | $4,504,744 | 131,223 | −63.2% | plan? |
| Aug 14, 2018 SForm 4 → | Aug 16, 8:36 pm EDT | W Kirk WycoffDirector | 274,700 | $19.95 | $5,480,021 | 164,411 | −62.6% | plan? |
| Aug 1, 2018 FForm 4 → | Aug 3, 6:00 pm EDT | Lawrence GeeCHIEF ACCT OFFICER | 17 | $20.00 | $340 | 1,670 | — | plan? |
| Jul 2, 2018 AForm 5 → | Feb 14, 2019, 5:09 pm EST | Angelee HarrisEVP, GENERAL COUNSEL | 248 | $18.64 | $4,618 | 29,870 | — | plan? |
| Jul 2, 2018 AForm 5 → | Feb 14, 2019, 5:07 pm EST | Douglas H BowersCEO AND PRESIDENT, Director | 107 | $18.64 | $1,991 | 88,072 | — | plan? |
| Jun 11, 2018 FForm 4 → | Jun 13, 8:00 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 1,729 | $20.30 | $35,099 | 92,930 | — | plan? |
| Jun 11, 2018 FForm 4 → | Jun 13, 8:00 pm EDT | Angelee HarrisEVP, GENERAL COUNSEL | 818 | $20.30 | $16,605 | 29,623 | — | plan? |
| May 17, 2018 SForm 4 → | May 21, 8:00 pm EDT | John C. GrosvenorGENERAL COUNSEL EMERITUS | 23,941 | $18.78 | $449,604 | 35,438 | −40.3% | plan? |
| May 7, 2018 FForm 4 → | May 8, 5:24 pm EDT | Douglas H BowersCEO AND PRESIDENT | 4,035 | $18.75 | $75,656 | 87,965 | — | plan? |
| Apr 16, 2018 FForm 4 → | Apr 17, 8:17 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 616 | $18.45 | $11,365 | 94,659 | — | plan? |
| Apr 16, 2018 FForm 4 → | Apr 17, 8:15 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 775 | $18.45 | $14,299 | 59,378 | — | plan? |
| Apr 2, 2018 AFForm 4 → | Apr 4, 8:12 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 7,203 | $19.26 | $133,716 | 60,153 | — | plan? |
| Apr 2, 2018 AFForm 4 → | Apr 4, 8:09 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 10,975 | $19.30 | $206,800 | 95,275 | — | plan? |
| Apr 2, 2018 AForm 4 → | Apr 4, 8:06 pm EDT | Lawrence GeeCHIEF ACCT OFFICER | 1,443 | — | — | 1,687 | — | plan? |
| Apr 2, 2018 AForm 4 → | Apr 4, 8:03 pm EDT | Kris GagnonCHIEF CREDIT OFFICER | 20,726 | — | — | 20,726 | — | plan? |
| Mar 8, 2018 AForm 4 → | Mar 12, 5:30 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 18,398 | — | — | 105,730 | — | plan? |
| Mar 8, 2018 AForm 4 → | Mar 12, 5:29 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 5,938 | — | — | 66,836 | — | plan? |
| Feb 1, 2018 PForm 4 → | Feb 5, 6:00 am EST | John A. BoglerCHIEF FINANCIAL OFFICER | 20,000 | $19.30 | $386,000 | 37,500 | +114% | plan? |
| Jan 2, 2018 AForm 5 → | Feb 14, 2019, 5:05 pm EST | Hugh F BoyleCHIEF RISK OFFICER | 1,547 | $18.92 | $29,272 | 92,152 | — | plan? |
| Jan 2, 2018 AForm 5 → | Feb 12, 2019, 6:58 pm EST | Halle J. BenettDirector | 0 | $18.99 | $0 | 31,698 | — | plan? |
| Jan 2, 2018 AForm 5 → | Feb 12, 2019, 6:54 pm EST | Robert D SznewajsDirector | 141 | $19.35 | $2,737 | 37,892 | — | plan? |
| Dec 14, 2017 DForm 4 → | Dec 18, 9:00 pm EST | Brian KuelbsFORMER CHF INVESTMENT OFFICER | 22,146 | — | — | 32,865 | — | plan? |
| Nov 30, 2017 FMForm 4 → | Dec 4, 7:16 pm EST | John C. GrosvenorEVP AND GENERAL COUNSEL | 15,465 | $16.64 | $257,287 | 60,594 | — | plan? |
| Nov 17, 2017 FMForm 4 → | Nov 21, 8:00 pm EST | John C. GrosvenorEVP AND GENERAL COUNSEL | 46,153 | $15.09 | $696,418 | 55,735 | — | plan? |
| Oct 25, 2017 AForm 4 → | Oct 27, 7:51 pm EDT | John A. BoglerCHIEF FINANCIAL OFFICER | 17,500 | — | — | 17,500 | — | plan? |
| Oct 16, 2017 FForm 4 → | Oct 17, 8:39 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 522 | $20.35 | $10,623 | 41,232 | — | plan? |
| Oct 2, 2017 FForm 4 → | Oct 3, 8:29 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 1,880 | $20.75 | $39,010 | 86,805 | — | plan? |
| Sep 7, 2017 PForm 4 → | Sep 11, 6:37 pm EDT | Douglas H BowersCEO AND PRESIDENT | 57,000 | $17.56 | $1,000,920 | 92,000 | +163% | plan? |
| Jul 14, 2017 AForm 4/A → | Sep 11, 9:00 pm EDT | Richard J LashleyDirector | 5,049 | — | — | 15,049 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:47 pm EDT | Bonnie Guiton HillDirector | 4,568 | — | — | 5,568 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:45 pm EDT | Jeff KarishDirector | 4,808 | — | — | 47,012 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:44 pm EDT | Richard J LashleyDirector | 5,049 | — | — | 15,049 | — | plan? amended |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:43 pm EDT | Halle J. BenettDirector | 4,988 | — | — | 26,510 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:41 pm EDT | W Kirk WycoffDirector | 4,748 | — | — | 4,748 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:39 pm EDT | Robert D SznewajsDirector | 6,731 | — | — | 30,459 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:37 pm EDT | Jonah SchnelDirector | 4,928 | — | — | 43,953 | — | plan? |
| Jul 14, 2017 AForm 4 → | Jul 18, 5:36 pm EDT | Mary A CurranDirector | 4,748 | — | — | 4,798 | — | plan? |
| Jul 3, 2017 AForm 5 → | Feb 13, 2018, 6:30 am EST | Jeff KarishDirector | 300 | $20.45 | $6,142 | 47,313 | — | plan? |
| Jul 3, 2017 AForm 5 → | Feb 13, 2018, 6:30 am EST | Halle J. BenettDirector | 0 | $20.49 | $0 | 26,510 | — | plan? |
| Jul 3, 2017 AForm 5 → | Feb 13, 2018, 6:30 am EST | Robert D SznewajsDirector | 103 | $20.38 | $2,106 | 30,562 | — | plan? |
| Jul 3, 2017 AForm 5 → | Feb 13, 2018, 6:30 am EST | Hugh F BoyleCHIEF RISK OFFICER | 528 | $20.49 | $10,810 | 87,332 | — | plan? |
| Jul 3, 2017 AForm 5 → | Feb 13, 2018, 6:30 am EST | John C. GrosvenorEVP AND GENERAL COUNSEL | 305 | $20.49 | $6,245 | 60,898 | — | plan? |
| Jun 28, 2017 JForm 5 → | Feb 12, 2019, 6:56 pm EST | Mary A CurranDirector | 102 | $15.10 | $1,545 | 11,838 | — | plan? |
| Jun 12, 2017 DFForm 4 → | Jun 14, 9:42 pm EDT | J. Francisco A. TurnerFORMER INTERIM CFO AND CSO | 82,759 | $22.60 | $25,493 | 26,118 | — | plan? |
| Jun 12, 2017 FForm 4 → | Jun 14, 9:39 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 1,879 | $22.60 | $42,465 | 88,685 | — | plan? |
| Jun 8, 2017 AForm 4 → | Jun 12, 7:39 pm EDT | Douglas H BowersCEO AND PRESIDENT | 35,000 | — | — | 35,000 | — | plan? |
| Apr 3, 2017 FForm 4 → | Apr 5, 8:53 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 10,737 | $20.70 | $222,256 | 157,720 | — | plan? |
| Apr 3, 2017 FForm 4 → | Apr 5, 8:51 pm EDT | Hugh F BoyleINTERIM CEO, CHF. RISK OFFICER | 3,303 | $20.70 | $68,372 | 90,564 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 5, 8:50 pm EDT | Albert Jen-Wen WangEVP, CHIEF ACCOUNTING OFFICER | 12,906 | — | — | 12,906 | — | plan? |
| Apr 3, 2017 AFForm 4 → | Apr 5, 8:49 pm EDT | J. Francisco A. TurnerINTERIM PRESIDENT, CFO AND CSO | 14,039 | $20.70 | $140,594 | 108,877 | — | plan? |
| Apr 3, 2017 AFForm 4 → | Apr 5, 8:48 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 8,209 | $20.70 | $94,910 | 41,754 | — | plan? |
| Mar 20, 2017 SForm 4 → | Mar 22, 5:00 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 14,979 | $20.50 | $307,072 | 42,715 | −26.0% | plan? |
| Mar 9, 2017 SForm 4 → | Mar 13, 5:00 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 9,100 | $20.65 | $187,915 | 168,457 | −5.13% | plan? |
| Mar 6, 2017 SForm 4 → | Mar 8, 6:11 pm EST | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 25,000 | $20.01 | $500,367 | 177,557 | −12.3% | plan? |
| Mar 1, 2017 DForm 4 → | Mar 3, 8:00 pm EST | Thedora A. NickelFORMER CHIEF ADMIN. OFFICER | 28,777 | — | — | 5,971 | — | plan? |
| Jan 23, 2017 FForm 4 → | Jan 25, 8:26 pm EST | Steven SugarmanFORMER CEO AND BOARD CHAIRMAN, Director | 121,935 | $16.15 | $1,969,250 | 213,567 | — | plan? |
| Jan 6, 2017 FForm 4 → | Jan 10, 7:33 pm EST | J. Francisco A. TurnerEVP, CHIEF STRATEGY OFFICER | 438 | $17.35 | $7,599 | 58,360 | — | plan? |
| Dec 12, 2016 FForm 4 → | Dec 14, 6:24 pm EST | Thedora A. NickelCHIEF ADMINISTRATIVE OFFICER | 38 | $16.40 | $623 | 34,658 | — | plan? |
| Oct 31, 2016 JForm 4 → | Nov 2, 8:36 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 28,547 | — | — | 202,557 | — | plan? |
| Oct 13, 2016 AFForm 4 → | Oct 17, 9:21 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 7,690 | $16.50 | $8,613 | 56,989 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 17, 8:51 pm EDT | J. Francisco A. TurnerEVP, CHIEF STRATEGY OFFICER | 14,335 | — | — | 58,798 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 17, 8:36 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 8,601 | — | — | 174,010 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 17, 8:33 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 17,202 | — | — | 93,265 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 17, 8:29 pm EDT | Thedora A. NickelCHIEF ADMINISTRATIVE OFFICER | 4,301 | — | — | 34,696 | — | plan? |
| Oct 13, 2016 AForm 4 → | Oct 17, 8:25 pm EDT | Brian KuelbsEVP, CHIEF INVESTMENT OFFICER | 14,335 | — | — | 55,011 | — | plan? |
| Oct 3, 2016 FForm 4 → | Oct 5, 10:52 am EDT | James J. McKinneyCFO | 1,888 | $17.46 | $32,964 | 48,674 | — | plan? |
| Sep 30, 2016 FForm 4 → | Oct 5, 10:57 am EDT | Hugh F BoyleCHIEF RISK OFFICER | 1,944 | $17.32 | $33,670 | 76,063 | — | plan? late |
| Sep 30, 2016 SForm 4 → | Oct 4, 9:00 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 39,919 | $17.63 | $703,772 | 201,992 | −16.5% | plan? |
| Sep 30, 2016 XForm 4 → | Oct 4, 9:00 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 80,000 | $8.80 | $704,000 | 241,841 | — | plan? |
| Aug 17, 2016 PForm 4 → | Aug 18, 9:18 pm EDT | Steven SugarmanCEO AND CHAIRMAN OF BOARD, Director | 338 | $21.95 | $7,420 | 700 | +93.4% | plan? |
| Aug 1, 2016 FForm 4 → | Aug 3, 6:51 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 5,218 | $22.18 | $115,735 | 165,409 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 8:01 pm EDT | Robert D SznewajsDirector | 6,630 | — | — | 23,634 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 7:58 pm EDT | Jonah SchnelDirector | 10,183 | — | — | 39,025 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 7:21 pm EDT | Eric HolomanDirector | 6,630 | — | — | 34,756 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 7:18 pm EDT | Jeff KarishDirector | 6,078 | — | — | 41,661 | — | plan? |
| Jul 1, 2016 AForm 4 → | Jul 6, 7:12 pm EDT | Chad T. BrownsteinDirector | 9,947 | — | — | 44,722 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2026 AForm 4 → | Jul 10, 6:07 pm EDT | Joseph J RiceSR EVP AND VICE CHAIRMAN, Director | 50,000 | — | — | 50,000 | — | |
| Mar 8, 2018 AForm 4 → | Mar 12, 5:30 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 16,000 | — | — | 48,000 | — | |
| Mar 8, 2018 AForm 4 → | Mar 12, 5:29 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 12,000 | — | — | 12,000 | — | |
| Nov 30, 2017 DMForm 4 → | Dec 4, 7:16 pm EST | John C. GrosvenorEVP AND GENERAL COUNSEL | 24,000 | — | — | 0 | — | |
| Nov 17, 2017 DMForm 4 → | Nov 21, 8:00 pm EST | John C. GrosvenorEVP AND GENERAL COUNSEL | 75,000 | — | — | 0 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 8:52 pm EDT | Brian KuelbsEVP, CHIEF INVESTMENT OFFICER | 24,000 | — | — | 24,000 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 8:51 pm EDT | Hugh F BoyleINTERIM CEO, CHF. RISK OFFICER | 16,000 | — | — | 32,000 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 8:49 pm EDT | J. Francisco A. TurnerINTERIM PRESIDENT, CFO AND CSO | 24,000 | — | — | 24,000 | — | |
| Apr 3, 2017 AForm 4 → | Apr 5, 8:48 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 12,000 | — | — | 24,000 | — | |
| Sep 30, 2016 XForm 4 → | Oct 4, 9:00 pm EDT | Jeffrey T SeaboldEXECUTIVE VICE PRESIDENT | 80,000 | — | — | 0 | — | |
| Aug 17, 2016 SForm 4 → | Aug 19, 7:56 pm EDT | Steven SugarmanCEO AND CHAIRMAN OF BOARD, Director | 480,000 | — | — | 480,000 | — | |
| Jun 17, 2016 XForm 4 → | Jul 6, 7:15 pm EDT | Jeffrey T SeaboldEVP, CHIEF BANKING OFFICER | 130,000 | — | — | 80,000 | — | late |
| Apr 26, 2016 AForm 4 → | Apr 28, 9:29 pm EDT | Hugh F BoyleCHIEF RISK OFFICER | 16,000 | — | — | 16,000 | — | |
| Apr 26, 2016 AForm 4 → | Apr 28, 9:27 pm EDT | James J. McKinneyCFO | 16,000 | — | — | 16,000 | — | |
| Apr 26, 2016 AForm 4 → | Apr 28, 9:25 pm EDT | John C. GrosvenorEVP AND GENERAL COUNSEL | 12,000 | — | — | 12,000 | — | |
| Mar 10, 2016 XForm 4 → | Mar 14, 7:31 pm EDT | Jeffrey T SeaboldEVP, CHIEF BANKING OFFICER | 130,000 | — | — | 210,000 | — | |
| Dec 8, 2015 XForm 4 → | Dec 10, 9:19 pm EST | Jeffrey T SeaboldEVP, CHIEF BANKING OFFICER | 95,000 | — | — | 340,000 | — | amended |
| Sep 30, 2015 AForm 5 → | Jan 29, 2016, 7:18 pm EST | Steven SugarmanCEO AND CHAIRMAN OF BOARD, Director | 2,973 | — | — | 2,973 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:32 pm EDT | Eric HolomanDirector | 5,616 | — | — | 5,616 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:28 pm EDT | Jonah SchnelDirector | 5,616 | — | — | 5,616 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:27 pm EDT | Robert D SznewajsDirector | 5,616 | — | — | 5,616 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:25 pm EDT | Chad T. BrownsteinDirector | 5,616 | — | — | 5,616 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:23 pm EDT | Halle J. BenettDirector | 5,616 | — | — | 5,616 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 7:22 pm EDT | Jeff KarishDirector | 5,616 | — | — | 5,616 | — | |
| May 13, 2013 AForm 5/A → | Mar 6, 2015, 9:03 pm EST | Jeffrey T SeaboldEVP, CHIEF LENDING OFFICER | 100,000 | — | — | 100,000 | — | |
| May 13, 2013 AForm 5 → | Feb 17, 2015, 7:12 pm EST | Jeffrey T SeaboldEVP, CHIEF LENDING OFFICER | 100,000 | — | — | 100,000 | — | amended |