SEC Form 4 · accession 0001415889-17-000356
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thedora A. Nickel
Officer — FORMER CHIEF ADMIN. OFFICER
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | D | 28,777 | $0.00 | D | 5,971 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's resignation on March 1, 2017.