SEC Form 4 · accession 0001415889-16-006913
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sugarman
Officer — CEO AND CHAIRMAN OF BOARD · Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | P | 38 | $21.97 | A | 728 | I | By Cole Sugarman Roth IRA |
| Common Stock | Aug 17, 2016 | P | 300 | $21.95 | A | 700 | I | By Hailey Sugarman Roth IRA |
Table II — derivative securities
No Table II lines on this filing.