Insider · CIK 0001504590
Steven Sugarman
Files at: PNBK, BANC. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 FMForm 4 → | Jul 2, 7:34 pm EDT | PATRIOT NATIONAL BANCORP INCPNBK | 856,788 | $1.20 | $364,633 | 2,338,109 | — | |
| Jan 23, 2017 FForm 4 → | Jan 25, 8:26 pm EST | BANC OF CALIFORNIA, INC.BANC | 121,935 | $16.15 | $1,969,250 | 213,567 | — | plan? |
| Aug 17, 2016 PForm 4 → | Aug 18, 9:18 pm EDT | BANC OF CALIFORNIA, INC.BANC | 338 | $21.95 | $7,420 | 700 | +93.4% | plan? |
| May 10, 2016 FForm 4 → | May 12, 9:31 pm EDT | BANC OF CALIFORNIA, INC.BANC | 10,668 | $19.33 | $206,212 | 335,502 | — | plan? |
| Apr 26, 2016 AFForm 4 → | Apr 28, 9:50 pm EDT | BANC OF CALIFORNIA, INC.BANC | 327,894 | $19.92 | $1,031,617 | 346,170 | — | plan? |
| Aug 21, 2015 PForm 4 → | Aug 24, 7:36 pm EDT | BANC OF CALIFORNIA, INC.BANC | 35,000 | $12.18 | $426,400 | 75,736 | +85.9% | plan? |
| Jun 17, 2015 PForm 4 → | Jun 19, 6:02 am EDT | BANC OF CALIFORNIA, INC.BANC | 7,000 | $21.34 | $149,351 | 4,000 | — | plan? |
| Mar 4, 2015 FForm 4 → | Mar 6, 9:46 pm EST | BANC OF CALIFORNIA, INC.BANC | 1,029 | $11.08 | $11,401 | 70,375 | — | plan? |
| Apr 1, 2014 AFForm 4 → | Apr 3, 2015, 8:32 pm EDT | BANC OF CALIFORNIA, INC.BANC | 147,830 | $12.33 | $320,309 | 166,249 | — | plan? late |
| Jan 2, 2014 AForm 5 → | Feb 17, 2015, 6:43 pm EST | BANC OF CALIFORNIA, INC.BANC | 71 | $12.60 | $901 | 71,404 | — | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2026 AForm 4 → | Aug 27, 6:03 am EDT | PATRIOT NATIONAL BANCORP INCPNBK | 28,857 | — | — | 1,280,915 | — | |
| Jul 1, 2026 MForm 4 → | Jul 2, 7:34 pm EDT | PATRIOT NATIONAL BANCORP INCPNBK | 552,927 | — | — | 1,252,058 | — | |
| May 20, 2026 AForm 4 → | Jun 18, 2:39 pm EDT | PATRIOT NATIONAL BANCORP INCPNBK | 105,027 | — | — | 1,804,985 | — | late |
| Aug 17, 2016 SForm 4 → | Aug 19, 7:56 pm EDT | BANC OF CALIFORNIA, INC.BANC | 480,000 | — | — | 480,000 | — | |
| Sep 30, 2015 AForm 5 → | Jan 29, 2016, 7:18 pm EST | BANC OF CALIFORNIA, INC.BANC | 2,973 | — | — | 2,973 | — |