SEC Form 4 · accession 0001976175-26-000004
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Rice
Officer — SR EVP AND VICE CHAIRMAN · Director
Period of report
Jul 8, 2026
Accepted (ET)
Jul 10, 2026 · 6:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2026 | A | 18,114 | $0.00 | A | 44,531 | D | |
| Common Stock | holding | — | — | — | 9,500 | I | By the Joseph & Monica Rice Revocable Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | By the Joseph J. Rice 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2 | — | Jul 8, 2026 | A | 50,000 | A | — | May 23, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on July 31, 2027.
- F2Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028.