SEC Form 4 · accession 0001415889-16-007579
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thedora A. Nickel
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | F | 38 | $16.40 | D | 34,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.