SEC Form 5 · accession 0001415889-19-000172
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H Bowers
Officer — CEO AND PRESIDENT · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | A | 52 | $18.96 | A | 88,072 | D | |
| Common Stock | Oct 1, 2018 | A | 54 | $18.33 | A | 88,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.