SEC Form 4 · accession 0001415889-17-001953
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Kuelbs
Officer — FORMER CHF INVESTMENT OFFICER
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | D | 22,146 | $0.00 | D | 32,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.50 | holding | — | — | — | Apr 1, 2017 | Apr 1, 2026 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1Represents awards forfeited and returned to the Issuer as a result of the Reporting Person's separation from the Issuer on December 14, 2017.