SEC Form 5 · accession 0001415889-19-000154
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary A Curran
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2017 | J | 0 | $21.31 | A | 11,838 | D | |
| Common Stock | Sep 28, 2017 | J | 0 | $20.57 | A | 11,838 | D | |
| Common Stock | Dec 28, 2017 | J | 0 | $21.02 | A | 11,838 | D | |
| Common Stock | Mar 28, 2018 | J | 0 | $18.97 | A | 11,838 | D | |
| Common Stock | Jun 28, 2018 | J | 0 | $19.11 | A | 11,838 | D | |
| Common Stock | Sep 27, 2018 | J | 33 | $18.84 | A | 11,838 | D | |
| Common Stock | Dec 28, 2018 | J | 68 | $13.14 | A | 11,838 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to a broker-sponsored dividend reinvestment plan.