SEC Form 4 · accession 0001415889-18-001211
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Gee
Officer — CHIEF ACCT OFFICER
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | F | 17 | $20.00 | D | 1,670 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.