SEC Form 4 · accession 0001415889-16-007284
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thedora A. Nickel
Officer — CHIEF ADMINISTRATIVE OFFICER
Period of report
Oct 13, 2016
Accepted (ET)
Oct 17, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 13, 2016 | A | 4,301 | $0.00 | A | 34,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award was granted upon attainment of certain performance objectives under a performance unit agreement previously granted to the Reporting Person.