SEC Form 4 · accession 0001415889-19-000333
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Bogler
Officer — CHIEF FINANCIAL OFFICER
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2019 | A | 11,659 | $0.00 | A | 49,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") that were initially granted to the Reporting Person on April 2, 2018, subject to certain gating criteria, which gating criteria was subsequently achieved. On March 12, 2019, the Compensation Committee of the Issuer's Board of Directors approved of the vesting of the RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 2, 2019.