SEC Form 4/A · accession 0001415889-18-001349
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barbara Fallon-Walsh
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 10, 2018 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | P | 100 | $20.28 | A | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is filing this amendment to the Form 4, first filed on September 6, 2018 (the "Original Form 4"), to correct the number of shares beneficially held following the completion of the transaction reported in the Original Form 4.