SEC Form 4 · accession 0001415889-17-000607
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Jen-Wen Wang
Officer — EVP, CHIEF ACCOUNTING OFFICER
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 7,005 | $0.00 | A | 7,005 | D | |
| Common StockF2 | Apr 3, 2017 | A | 3,624 | $0.00 | A | 10,629 | D | |
| Common StockF3 | Apr 3, 2017 | A | 2,277 | $0.00 | A | 12,906 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award is currently restricted and will vest in substantially equal installments on each of April 3, 2018, 2019 and 2020.
- F2This award is currently restricted and will vest in substantially equal installments on each of April 3, 2018, 2019, 2020, 2021 and 2022.
- F3This award is currently restricted and will vest in full on April 3, 2018.