SEC Form 5 · accession 0001415889-18-000213
BANC OF CALIFORNIA, INC. · BANC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Grosvenor
Officer — EVP AND GENERAL COUNSEL
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 6:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001169770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2017 | A | 149 | $20.86 | A | 60,898 | D | |
| Common Stock | Oct 2, 2017 | A | 156 | $20.13 | A | 60,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.