Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 10, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

180 filings · trading day Oct 10, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 5, 2018 AForm 4 →	Oct 9, 7:02 pm EDT	RESOURCES CONNECTION INCRECN	John D BowerChief Accounting Officer	20,000	$18.96	$379,200	20,000	—
Oct 4, 2018 DForm 4 →	Oct 9, 7:40 pm EDT	Gramercy Property TrustGPT	Allan BaumDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:45 pm EDT	Gramercy Property TrustGPT	Jeffrey E KelterDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:49 pm EDT	Gramercy Property TrustGPT	Gregory F HughesDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:52 pm EDT	Gramercy Property TrustGPT	James L FrancisDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:54 pm EDT	Gramercy Property TrustGPT	Louis P SalvatoreDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:55 pm EDT	Gramercy Property TrustGPT	Charles E BlackDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:58 pm EDT	Gramercy Property TrustGPT	Z Jamie BeharDirector	10,140	$27.50	$278,850	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 7:59 pm EDT	Gramercy Property TrustGPT	Thomas D EckertDirector	10,140	$27.50	$278,850	0	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 6:09 pm EDT	RESOURCES CONNECTION INCRECN	John D BowerChief Accounting Officer	7,500	$17.90	$134,250	0	—
Oct 6, 2018 MForm 4 →	Oct 9, 5:57 pm EDT	NanoString Technologies IncNSTG	Mary Tedd AllenSVP, Operations	41,250	$3.08	$127,200	0	—
Oct 4, 2018 MForm 4 →	Oct 9, 5:37 pm EDT	ZOGENIX, INC.ZGNX	Gail M FarfelEVP/Chief Development Officer	6,961	$13.96	$97,176	30,289	—	late
Sep 28, 2018 AForm 4 →	Oct 9, 5:50 pm EDT	PAIN THERAPEUTICS INCPTIE	Remi BarbierCEO, Chairman of the Board, Director, 10% Owner	60,000	$1.01	$60,600	60,000	—	late
Aug 20, 2018 AForm 4 →	Oct 10, 6:05 am EDT	Avant Diagnostics, IncAVDX	Jeffrey BuschDirector	50,000	$1.00	$50,000	230,000	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 1:31 pm EDT	SHERWIN WILLIAMS COSHW	Susan J KropfDirector	65	$441.95	$28,749	17,335	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 7:46 pm EDT	Monster Beverage CorpMNST	Gary P FayardDirector	311	$56.19	$17,475	4,755	—
Oct 5, 2018 AForm 4 →	Oct 9, 7:47 pm EDT	Monster Beverage CorpMNST	Benjamin PolkDirector	267	$56.19	$15,003	4,539	—
Sep 18, 2018 JForm 4 →	Oct 10, 11:05 am EDT	OLD NATIONAL BANCORP /IN/ONB	Robert G JonesCHAIRMAN AND CEO, Director, 10% Owner	401	$20.30	$8,140	62,956	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 4:18 pm EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	51	$50.98	$2,589	949	—
Oct 5, 2018 PForm 4 →	Oct 10, 10:00 am EDT	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	48	$19.89	$955	1,095	—	late
Oct 9, 2018 AForm 4 →	Oct 10, 3:47 pm EDT	SCANA CORPSCG	Jimmy E AddisonCEO, COO, President	19	$39.91	$763	6,295	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:18 pm EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	12	$50.98	$605	228	—
Oct 5, 2018 PForm 4 →	Oct 10, 10:00 am EDT	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	28	$19.89	$557	722	—	late
Sep 18, 2018 JForm 4 →	Oct 10, 11:05 am EDT	OLD NATIONAL BANCORP /IN/ONB	Kendra L VanzoASSOC ENGAGEMENT & INTEGRATION	21	$20.30	$426	3,242	—	late
Oct 5, 2018 PForm 4 →	Oct 10, 10:00 am EDT	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	20	$19.89	$398	1,897	—	late
Oct 9, 2018 AForm 4 →	Oct 10, 3:47 pm EDT	SCANA CORPSCG	Iris GriffinCFO, SVP, and Treasurer	8	$39.91	$318	34	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:18 pm EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$50.98	$257	1,427	—
Sep 18, 2018 JForm 4 →	Oct 10, 11:04 am EDT	OLD NATIONAL BANCORP /IN/ONB	Todd C ClarkEXEC VP - CIO	1	$20.30	$20	180	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 4:03 pm EDT	Vericel CorpVCEL	Dominick ColangeloPresident and CEO, Director	75,000	—	—	72,188	—	late
Oct 7, 2018 MForm 4 →	Oct 9, 4:04 pm EDT	Nuvectra CorpNVTR	Walter Z BergerCFO	8,012	—	—	31,268	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:04 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Lou BurkeCOO North America Center Ops	1,100	—	—	7,618	—
Oct 9, 2018 MForm 4 →	Oct 9, 4:04 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Ann TocioDirector	7,500	—	—	59,135	—
Oct 7, 2018 MForm 4 →	Oct 9, 4:04 pm EDT	Nuvectra CorpNVTR	Scott F DreesCEO, Director	16,024	—	—	40,715	—
Oct 7, 2018 MForm 4 →	Oct 9, 4:05 pm EDT	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	4,273	—	—	14,118	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:05 pm EDT	ASPEN GROUP, INC.ASPU	Michael A. D'AntonDirector	8,334	—	—	0	—
Oct 7, 2018 MForm 4 →	Oct 9, 4:06 pm EDT	Nuvectra CorpNVTR	Jennifer KosharekPrincipal Accounting Officer	174	—	—	6,393	—
Mar 2, 2018 AForm 4 →	Oct 9, 4:06 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Deborah A GriffinChief Accounting Officer	41,766	—	—	11,764	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:07 pm EDT	Berry Petroleum CorpBRY	Arthur T. SmithPresident & CEO, Director	66,667	—	—	66,666	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:07 pm EDT	Berry Petroleum CorpBRY	Cary D BaetzEVP & Chief Financial Officer, Director	50,000	—	—	50,000	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:07 pm EDT	Berry Petroleum CorpBRY	Gary A GroveEVP & Chief Operating Officer	45,000	—	—	45,000	—	amended
Oct 6, 2018 MForm 4 →	Oct 9, 4:09 pm EDT	Forestar Group Inc.FOR	Donald J TomnitzChairman, Director	4,000	—	—	8,000	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:09 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Scott BillerChief Scientific Officer	3,000	—	—	7,154	—
Oct 6, 2018 MForm 4 →	Oct 9, 4:09 pm EDT	Forestar Group Inc.FOR	Samuel R FullerDirector	2,000	—	—	4,000	—
Oct 6, 2018 MForm 4 →	Oct 9, 4:10 pm EDT	Forestar Group Inc.FOR	G.F. (Rick) Ringler IIIDirector	2,000	—	—	4,000	—
Oct 6, 2018 MForm 4 →	Oct 9, 4:11 pm EDT	Forestar Group Inc.FOR	Donald C SpitzerDirector	2,000	—	—	4,000	—
Oct 6, 2018 MForm 4 →	Oct 9, 4:12 pm EDT	Forestar Group Inc.FOR	M Ashton HudsonDirector	2,000	—	—	4,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 4:12 pm EDT	Teladoc Health, Inc.TDOC	Adam C VandervoortChief Legal Officer, Secretary	5,551	—	—	41,955	—
Oct 4, 2018 AForm 4 →	Oct 9, 4:13 pm EDT	COMSCORE, INC.SCOR	Sarah HofstetterPresident	128,258	—	—	23,021	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:14 pm EDT	Palo Alto Networks IncPANW	Mark AndersonPresident	20,000	—	—	63,750	—
Oct 4, 2018 DForm 4 →	Oct 9, 4:15 pm EDT	FGL HoldingsFG	Keith W AbellDirector	33,333	—	—	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 4:16 pm EDT	FGL HoldingsFG	William P Foley IIDirector	9,566,667	—	—	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 4:16 pm EDT	FGL HoldingsFG	Chinh ChuDirector	9,566,667	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:17 pm EDT	Burlington Stores, Inc.BURL	Fred HandChief Customer Officer	4,071	—	—	29,358	—
Oct 4, 2018 DForm 4 →	Oct 9, 4:17 pm EDT	FGL HoldingsFG	Richard N MasseyDirector	333,333	—	—	0	—	late
Oct 4, 2018 DForm 4 →	Oct 9, 4:17 pm EDT	FGL HoldingsFG	James QuellaDirector	166,667	—	—	0	—	late
Sep 18, 2018 AForm 4 →	Oct 9, 4:18 pm EDT	UNITED INSURANCE HOLDINGS CORP.UIHC	Brad MartzChief Financial Officer	33,895	—	—	13,543	—	late
Sep 18, 2018 AForm 4 →	Oct 9, 4:20 pm EDT	UNITED INSURANCE HOLDINGS CORP.UIHC	John ForneyPresident & CEO, Director	97,774	—	—	39,066	—	late
Sep 18, 2018 AForm 4 →	Oct 9, 4:21 pm EDT	UNITED INSURANCE HOLDINGS CORP.UIHC	Scott St JohnChief Claims Officer	16,947	—	—	6,771	—	late
Sep 18, 2018 AForm 4 →	Oct 9, 4:22 pm EDT	UNITED INSURANCE HOLDINGS CORP.UIHC	Deepak MenonChief Revenue Officer	26,480	—	—	10,580	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 4:23 pm EDT	Ultragenyx Pharmaceutical Inc.RARE	Wladimir HogenhuisChief Operating Officer	75,000	—	—	75,000	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:23 pm EDT	RGC RESOURCES INCRGCO	Paul W NesterVP, Treasurer, Secretary & CFO	1,000	—	—	1,650	—
Sep 18, 2018 AForm 4 →	Oct 9, 4:24 pm EDT	UNITED INSURANCE HOLDINGS CORP.UIHC	Paul F DiFrancescoChief Underwriting Officer	21,184	—	—	8,464	—	late
Aug 21, 2018 MForm 4/A →	Oct 9, 4:25 pm EDT	Ultragenyx Pharmaceutical Inc.RARE	Karah Herdman ParschauerEVP and General Counsel	5,000	—	—	55,000	—
Oct 1, 2018 PForm 4 →	Oct 9, 4:26 pm EDT	AIR INDUSTRIES GROUPAIRI	David S. Richmond +610% Owner	280,000	—	—	280,000	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 4:29 pm EDT	Steel Connect, Inc.STCN	Louis J BelardiCFO and Executive VP	329,949	—	—	0	—	late
Oct 8, 2018 MForm 4 →	Oct 9, 4:29 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	2,620	—
Oct 8, 2018 MForm 4 →	Oct 9, 4:31 pm EDT	Flexion Therapeutics IncFLXN	Michael D. ClaymanPresident and CEO, Director	14,800	—	—	14,800	—
Oct 8, 2018 MForm 4 →	Oct 9, 4:32 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	72,500	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:32 pm EDT	CERUS CORPCERS	Eric BjerkholtDirector	36,857	—	—	12,844	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:34 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	1,000	—	—	153,000	—
Feb 5, 2014 CForm 4 →	Oct 9, 2018, 4:36 pm EDT	Ultragenyx Pharmaceutical Inc.RARE	William AliskiDirector	266,343	—	—	0	—	late
Oct 8, 2018 MForm 4 →	Oct 9, 4:38 pm EDT	CDW CorpCDW	Matthew A. TrokaSee Remarks	2,360	—	—	17,622	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:41 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Robert S SilbermanDirector	1,168	—	—	1,168	—
Oct 1, 2018 AForm 4 →	Oct 9, 4:42 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Athanasios SkarpelosDirector	45,500	—	—	45,500	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 4:43 pm EDT	Dine Brands Global, Inc.DIN	Daniel J BrestleDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:44 pm EDT	Dine Brands Global, Inc.DIN	Richard J DahlDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:44 pm EDT	Dine Brands Global, Inc.DIN	Stephen P JoyceChief Executive Officer, Director	2,211	—	—	1,343	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:44 pm EDT	Dine Brands Global, Inc.DIN	Larry Alan KayDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:45 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Melvyn N KleinDirector	1,947	—	—	1,947	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:45 pm EDT	Dine Brands Global, Inc.DIN	Caroline W NahasDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:46 pm EDT	Dine Brands Global, Inc.DIN	Douglas M PasqualeDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:46 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Timothy ClosseyDirector	1,168	—	—	1,168	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:46 pm EDT	Dine Brands Global, Inc.DIN	Gilbert T RayDirector	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:47 pm EDT	Dine Brands Global, Inc.DIN	Darren M RebelezPRESIDENT, IHOP	224	—	—	27,355	—
Oct 5, 2018 AForm 4 →	Oct 9, 4:47 pm EDT	Dine Brands Global, Inc.DIN	Lilian TomovichDirector	25	—	—	1,516	—
Oct 5, 2018 MForm 4 →	Oct 9, 4:55 pm EDT	QUINSTREET, INCQNST	James R. SimonsDirector	615	—	—	0	—
Oct 4, 2018 CForm 4 →	Oct 9, 4:56 pm EDT	Stitch Fix, Inc.SFIX	Benchmark Capital Management Co. VII, L.L.C. +710% Owner	3,000,000	—	—	2,216,755	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:56 pm EDT	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	1,750	—	—	1,750	—
Oct 4, 2018 CForm 4 →	Oct 9, 4:57 pm EDT	Stitch Fix, Inc.SFIX	Steven M Spurlock +710% Owner	3,000,000	—	—	2,216,755	—	late
Oct 4, 2018 CForm 4 →	Oct 9, 4:57 pm EDT	Stitch Fix, Inc.SFIX	Eric Vishria10% Owner	3,000,000	—	—	2,216,755	—	late
Oct 4, 2018 CForm 4 →	Oct 9, 4:58 pm EDT	Stitch Fix, Inc.SFIX	J William GurleyDirector, 10% Owner	3,000,000	—	—	2,216,755	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 4:58 pm EDT	Eagle Financial Bancorp, Inc.EFBI	Kevin R SchrammVP and CFO	9,680	—	—	9,680	—	late
Oct 5, 2018 MForm 4 →	Oct 9, 4:59 pm EDT	RGC RESOURCES INCRGCO	Robert L Wells IIVP, Information Technology	500	—	—	4,000	—	amended
Oct 4, 2018 AForm 4 →	Oct 9, 4:59 pm EDT	Magnolia Oil & Gas CorpMGY	EnerVest, Ltd. +810% Owner	2,894,551	—	—	93,346,725	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 5:00 pm EDT	Magnolia Oil & Gas CorpMGY	John B WalkerDirector, 10% Owner	2,894,551	—	—	93,346,725	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 5:00 pm EDT	Eagle Financial Bancorp, Inc.EFBI	Wilford R McCleeseVice President	3,226	—	—	3,226	—	late
Oct 8, 2018 AForm 4 →	Oct 9, 5:01 pm EDT	QUALCOMM INC/DEQCOM	Martin B AnsticeDirector	1,566	—	—	1,566	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:01 pm EDT	QUALCOMM INC/DEQCOM	Irene B RosenfeldDirector	1,566	—	—	1,566	—
Oct 5, 2018 MForm 4 →	Oct 9, 5:03 pm EDT	WSFS FINANCIAL CORPWSFS	Mark A TurnerCEO	42,000	—	—	376,177	—
Oct 4, 2018 AForm 4 →	Oct 9, 5:04 pm EDT	Eagle Financial Bancorp, Inc.EFBI	Patricia L. WalterEVP	20,970	—	—	20,970	—	late
Oct 4, 2018 AForm 4 →	Oct 9, 5:06 pm EDT	Eagle Financial Bancorp, Inc.EFBI	Gary J KoesterPresident and CEO, Director	35,480	—	—	35,480	—	late
Oct 8, 2018 MForm 4 →	Oct 9, 5:08 pm EDT	Flexion Therapeutics IncFLXN	Neil BodickChief Scientific Officer	4,566	—	—	4,568	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:08 pm EDT	QUALYS, INC.QLYS	Bruce K PoseyVP, GC and Corp. Sec.	2,000	—	—	19,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:11 pm EDT	CORCEPT THERAPEUTICS INCCORT	Robert S FishmanChief Medical Officer	8,000	—	—	337,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:11 pm EDT	QUALYS, INC.QLYS	Melissa B FisherChief Financial Officer	1,500	—	—	63,411	—
Oct 5, 2018 AForm 4 →	Oct 9, 5:11 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Walter A Dods Jr.Director	1,168	—	—	1,168	—
Oct 5, 2018 AForm 4 →	Oct 9, 5:12 pm EDT	U.S. Auto Parts Network, Inc.PRTS	David EislerSVP, Chief Legal Officer	75,000	—	—	75,000	—
Oct 5, 2018 MForm 4 →	Oct 9, 5:13 pm EDT	Inogen IncINGN	Heath LukatchDirector	500	—	—	7,165	—
Oct 5, 2018 AForm 4 →	Oct 9, 5:13 pm EDT	U.S. Auto Parts Network, Inc.PRTS	Roger HoffmannChief Technology Officer	75,000	—	—	75,000	—
Oct 5, 2018 MForm 4 →	Oct 9, 5:14 pm EDT	ALLSTATE CORPALL	Mary Jane FortinOther	14,608	—	—	14,608	—
Oct 5, 2018 AForm 4 →	Oct 9, 5:20 pm EDT	Dine Brands Global, Inc.DIN	MSD CAPITAL L P +2Director	42	—	—	1,566	—
Oct 5, 2018 AForm 4 →	Oct 9, 5:21 pm EDT	Dine Brands Global, Inc.DIN	Howard M BerkDirector	42	—	—	1,566	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:39 pm EDT	CYNERGISTEK, INCCTEK	John D AboucharDirector	25,000	—	—	25,000	—
Oct 5, 2018 MForm 4 →	Oct 9, 5:39 pm EDT	Care.com IncCRCM	Sheila Lirio MarceloPresident and CEO, Director	105,000	—	—	420,748	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:40 pm EDT	CYNERGISTEK, INCCTEK	Drexel Gravid Deford Jr.Director	10,000	—	—	10,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:40 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Edward R. ConnerSr. VP & Chief Medical Officer	5,000	—	—	145,000	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:43 pm EDT	CYNERGISTEK, INCCTEK	Judith Finger KrandelDirector	10,000	—	—	10,000	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:44 pm EDT	CYNERGISTEK, INCCTEK	Mark Daniel RobersonDirector	15,000	—	—	15,000	—
Oct 8, 2018 AForm 4 →	Oct 9, 5:46 pm EDT	CYNERGISTEK, INCCTEK	Theresa Zak MeadowsDirector	10,000	—	—	10,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:54 pm EDT	SendGrid, Inc.SEND	Craig KaesSVP of Engineering	15,391	—	—	303,400	—
Oct 9, 2018 AForm 4 →	Oct 9, 5:54 pm EDT	Kodiak Sciences Inc.KOD	Jason EhrlichSee Remarks	60,000	—	—	60,000	—
Oct 8, 2018 MForm 4 →	Oct 9, 5:57 pm EDT	SendGrid, Inc.SEND	Yanagawa Leandra FishmanSVP of Sales & Cust. Success	10,000	—	—	237,847	—
Oct 9, 2018 CForm 4 →	Oct 9, 5:58 pm EDT	Kodiak Sciences Inc.KOD	Victor PerlrothChairman and CEO, Director, 10% Owner	112,360	—	—	0	—
Oct 5, 2018 MForm 4 →	Oct 9, 6:10 pm EDT	Sphere 3D CorpANY	Jenny C YehSVP & General Counsel	1,333	—	—	109,890	—
Oct 4, 2018 MForm 4 →	Oct 9, 6:19 pm EDT	BIOTIME INCBTX	Stephana Eilene PattonGeneral Counsel & Secretary	13,750	—	—	41,250	—	late
Oct 9, 2018 MForm 4 →	Oct 9, 6:30 pm EDT	SHOTSPOTTER, INCSSTI	Pascal LevensohnDirector	7,843	—	—	3,922	—
Oct 7, 2018 MForm 4 →	Oct 9, 6:37 pm EDT	Johnson Controls International plcJCI	Rodney M RushingPres. Bldg Solutions, North Am	5,089	—	—	9,633	—
Oct 5, 2018 AForm 4 →	Oct 9, 6:39 pm EDT	HomeStreet, Inc.HMST	David A EdererDirector	886	—	—	1,716	—
Oct 5, 2018 AForm 4 →	Oct 9, 6:41 pm EDT	HomeStreet, Inc.HMST	Victor H IndiekDirector	285	—	—	607	—
Oct 4, 2018 MForm 4 →	Oct 9, 6:42 pm EDT	IRONWOOD PHARMACEUTICALS INCIRWD	Mark G CurrieChief Scientific Officer	233,301	—	—	151,770	—	late
Oct 5, 2018 AForm 4 →	Oct 9, 6:42 pm EDT	HomeStreet, Inc.HMST	Don VossDirector	460	—	—	784	—
Oct 5, 2018 SForm 4 →	Oct 9, 7:00 pm EDT	FGL HoldingsFG	Blackstone Group L.P. +810% Owner	6,250,000	—	—	0	—
Oct 2, 2018 CForm 4/A →	Oct 9, 7:00 pm EDT	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	140,428	—	—	5,280,528	—
Oct 4, 2018 MForm 4 →	Oct 9, 7:00 pm EDT	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	914,510	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 7:09 pm EDT	Steel Connect, Inc.STCN	James R HendersonPresident and CEO	609,137	—	—	0	—	late
Oct 8, 2018 AForm 4 →	Oct 9, 7:10 pm EDT	Anixa Biosciences IncANIX	Arnold M BaskiesDirector	45,000	—	—	45,000	—
Oct 5, 2018 CForm 4 →	Oct 9, 7:14 pm EDT	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	104,342	—	—	5,176,186	—
Oct 4, 2018 MForm 4 →	Oct 9, 7:18 pm EDT	BIOTIME INCBTX	Russell SkibstedChief Financial Officer	11,250	—	—	33,750	—	late
Oct 7, 2018 AForm 4 →	Oct 9, 7:19 pm EDT	GILEAD SCIENCES INCGILD	Laura HamillEVP, Worldwide Commercial Ops	120,475	—	—	32,795	—
Oct 8, 2018 AForm 4 →	Oct 9, 7:22 pm EDT	Anixa Biosciences IncANIX	David CavalierDirector	45,000	—	—	45,000	—
Oct 8, 2018 AForm 4 →	Oct 9, 7:36 pm EDT	Anixa Biosciences IncANIX	John J MonahanDirector	45,000	—	—	45,000	—
Oct 5, 2018 JForm 4 →	Oct 9, 7:54 pm EDT	ZIOPHARM ONCOLOGY INCZIOP	Randal J Kirk +1Director	130,849	—	—	0	—
Sep 27, 2018 AMForm 4/A →	Oct 9, 8:02 pm EDT	VAIL RESORTS INCMTN	Ryan H SiurekSVP, Controller & CAO	2,581	—	—	2,077	—
Sep 27, 2018 AMForm 4/A →	Oct 9, 8:06 pm EDT	VAIL RESORTS INCMTN	David T ShapiroEVP, General Counsel & Sec.	7,501	—	—	4,922	—
Oct 9, 2018 MForm 4 →	Oct 9, 8:07 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	43,176	—
Oct 6, 2018 MForm 4 →	Oct 9, 8:10 pm EDT	NantHealth, Inc.NH	Ronald Allen LouksSee Remarks, Director	10,000	—	—	0	—
Oct 9, 2018 MForm 4 →	Oct 9, 8:11 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	142,771	—
Oct 8, 2018 MForm 4 →	Oct 9, 8:13 pm EDT	SEATTLE GENETICS INC /WASGEN	Clay B SiegallPresident and CEO, Director	20,148	—	—	201,481	—
Oct 8, 2018 CForm 4 →	Oct 9, 9:21 pm EDT	Blue Apron Holdings, Inc.APRN	Ilia M PapasChief Technology Officer	133,134	—	—	5,748,243	—	amended
Aug 31, 2018 CForm 4 →	Oct 9, 9:25 pm EDT	APPLIED DNA SCIENCES INCAPDN	Robert B CatellDirector	25,000	—	—	25,000	—	late
Aug 31, 2018 CForm 4 →	Oct 9, 9:26 pm EDT	APPLIED DNA SCIENCES INCAPDN	Judith MurrahChief Information Officer	25,000	—	—	25,000	—	late
Aug 31, 2018 CForm 4 →	Oct 9, 9:26 pm EDT	APPLIED DNA SCIENCES INCAPDN	James A HaywardChief Executive Officer, Director, 10% Owner	1,000,000	—	—	1,000,000	—	late
Aug 31, 2018 CForm 4 →	Oct 9, 9:26 pm EDT	APPLIED DNA SCIENCES INCAPDN	John Bitzer IIIDirector	100,000	—	—	100,000	—	late
Aug 31, 2018 CForm 4 →	Oct 9, 9:26 pm EDT	APPLIED DNA SCIENCES INCAPDN	Yacov A ShamashDirector	25,000	—	—	25,000	—	late
Aug 31, 2018 CForm 4 →	Oct 9, 9:27 pm EDT	APPLIED DNA SCIENCES INCAPDN	Elizabeth M. FergusonDirector	10,000	—	—	10,000	—	late
Dec 31, 2017 MForm 4 →	Oct 9, 2018, 9:33 pm EDT	TreeHouse Foods, Inc.THS	Matthew J. FoulstonChief Financial Officer	2,528	—	—	2,686	—	late
Oct 8, 2018 AForm 4 →	Oct 10, 8:53 am EDT	Dova Pharmaceuticals Inc.DOVA	Mark W HahnChief Financial Officer	50,000	—	—	50,000	—
Oct 5, 2018 AForm 4 →	Oct 10, 9:11 am EDT	ENTERPRISE FINANCIAL SERVICES CORPEFSC	John Q ArnoldDirector	92	—	—	1,068	—	late
Oct 9, 2018 MForm 4 →	Oct 10, 10:16 am EDT	CUMMINS INCCMI	Mark Andrew SmithVP - Operations Finance	820	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 10:16 am EDT	CUMMINS INCCMI	Marya M RoseV.P. - CAO	12,570	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 10:49 am EDT	HERSHEY COHSY	Patricia A LittleSVP, Chief Financial Officer	21,622	—	—	7,208	—
Oct 8, 2018 MForm 4 →	Oct 10, 11:12 am EDT	HURCO COMPANIES INCHURC	Michael DoarChairman & CEO, Director	5,372	—	—	4,628	—
Oct 9, 2018 MForm 4 →	Oct 10, 11:19 am EDT	NOVAGOLD RESOURCES INCNG	David A. OttewellVice President & CFO	100,000	—	—	327,300	—
Oct 5, 2018 MForm 4/A →	Oct 10, 12:29 pm EDT	RGC RESOURCES INCRGCO	Robert L Wells IIVP, Information Technology	500	—	—	4,000	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:44 pm EDT	Veritex Holdings, Inc.VBTX	Pat S BolinDirector	88	—	—	90	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:44 pm EDT	Veritex Holdings, Inc.VBTX	William C MurphyVice Chairman, Director	1,127	—	—	1,128	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:45 pm EDT	Veritex Holdings, Inc.VBTX	Mark C GriegeDirector	88	—	—	90	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:45 pm EDT	Veritex Holdings, Inc.VBTX	Jeff KeslerChief Lending Officer	257	—	—	259	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:46 pm EDT	Veritex Holdings, Inc.VBTX	John SughrueDirector	88	—	—	90	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:47 pm EDT	Veritex Holdings, Inc.VBTX	Angela HarperEVP, Credit Risk Officer	706	—	—	709	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:47 pm EDT	Veritex Holdings, Inc.VBTX	Gordon HuddlestonDirector	80	—	—	83	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:48 pm EDT	Veritex Holdings, Inc.VBTX	C Malcolm Holland IIIChairman, CEO, President, Director	6,006	—	—	6,006	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:48 pm EDT	Veritex Holdings, Inc.VBTX	LaVonda RenfroChief Administrative Officer	883	—	—	884	—
Oct 9, 2018 MForm 4 →	Oct 10, 12:49 pm EDT	Veritex Holdings, Inc.VBTX	Blake BozmanDirector	88	—	—	90	—
Oct 8, 2018 AForm 4 →	Oct 10, 2:20 pm EDT	Arbutus Biopharma CorpABUS	Gaston PicchioChief Development Officer	200,000	—	—	200,000	—
Oct 9, 2018 MForm 4 →	Oct 10, 2:27 pm EDT	iRhythm Technologies, Inc.IRTC	Derrick SungEVP, Strat Corp Development	10,000	—	—	108,891	—
Oct 8, 2018 AForm 4 →	Oct 10, 2:51 pm EDT	CYNERGISTEK, INCCTEK	Paul Thomas AnthonyCFO	90,000	—	—	90,000	—
Oct 8, 2018 AForm 4 →	Oct 10, 2:54 pm EDT	CYNERGISTEK, INCCTEK	Michael Henry McmillanCEO	50,000	—	—	50,000	—
Oct 8, 2018 AForm 4 →	Oct 10, 3:30 pm EDT	PERRIGO Co plcPRGO	Murray S KesslerCEO, Director	110,074	—	—	110,074	—
Oct 9, 2018 MForm 4 →	Oct 10, 3:34 pm EDT	Veritex Holdings, Inc.VBTX	Noreen E SkellyChief Financial Officer	706	—	—	709	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.