Form4insider filings, from the source

SEC Form 4 · accession 0000921895-18-002724

AIR INDUSTRIES GROUP · AIRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Richmond Brothers, Inc.
10% Owner · Other
David S. Richmond
10% Owner · Other
Matthew J. Curfman
10% Owner · Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 9, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009891

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4Oct 1, 2018P$0800,000—A800,000IBy: RBI Private Investment III, LLC
Common StockF1,F2,F5,F6holding———67,006IBy: Richmond Brothers 401(k) Profit Sharing Plan
Common StockF1,F2,F7holding———15,333IBy: RBI Private Investment II, LLC

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants (right to buy)F1,F2,F3,F4$1.40Oct 1, 2018P280,000AOct 1, 2018Sep 30, 2023Common Stock280,000280,000I

Explanation of responses