SEC Form 4 · accession 0001246360-18-002346
Berry Petroleum Corp · BRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T. Smith
Officer — President & CEO · Director
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2018 | M | 66,667 | $0.00 | A | 173,767 | D | |
| Common Stock | Oct 5, 2018 | F | 26,234 | $18.24 | D | 147,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF1 | $0.00 | Oct 5, 2018 | M | 66,667 | D | — | Jun 30, 2020 | Common Stock | 66,667 | 66,666 | D |
Explanation of responses
- F1Each Performance Restricted Stock Unit represented a contingent right to receive a share of BRY common stock upon the volume-weighted average price of BRY's common stock equaling or exceeding $15 per share for 30 consecutive trading days during the applicable performance period.